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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KR icon
126
Kroger
KR
$34.8B
$90K 0.04%
3,497
+257
+8% +$5.98K
BAX icon
127
Baxter International
BAX
$14.2B
$87K 0.03%
1,000
– –
QCOM icon
128
Qualcomm
QCOM
$176B
$86K 0.03%
1,124
+211
+23% +$15.9K
XLK icon
129
State Street Technology Select Sector SPDR ETF
XLK
$124B
$86K 0.03%
2,132
– –
DELL icon
130
Dell
DELL
$293B
$85K 0.03%
3,250
-384
-11% -$10.2K
MKC icon
131
McCormick & Company Non-Voting
MKC
$14.2B
$84K 0.03%
1,078
+20
+2% +$1.61K
ZBH icon
132
Zimmer Biomet
ZBH
$18.4B
$84K 0.03%
631
– –
SGEN
133
DELISTED
Seagen Inc. Common Stock
SGEN
$83K 0.03%
972
– –
NEA icon
134
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$82K 0.03%
5,708
– –
WY icon
135
Weyerhaeuser
WY
$18.4B
$82K 0.03%
2,957
– –
EMR icon
136
Emerson Electric
EMR
$88.3B
$81K 0.03%
1,216
+161
+15% +$10.1K
PYPL icon
137
PayPal
PYPL
$50.5B
$80K 0.03%
769
– –
TGT icon
138
Target
TGT
$68B
$80K 0.03%
749
– –
NEE icon
139
NextEra Energy
NEE
$177B
$79K 0.03%
1,364
+236
+21% +$12.8K
TLK icon
140
Telkom Indonesia
TLK
$14.9B
$79K 0.03%
2,634
– –
PMO
141
Franklin Municipal Opportunities Trust
PMO
$285M
$76K 0.03%
+5,796
New +$76.1K
VKQ icon
142
Invesco Municipal Trust
VKQ
$551M
$76K 0.03%
5,988
– –
BMY icon
143
Bristol-Myers Squibb
BMY
$132B
$75K 0.03%
1,487
– –
EIX icon
144
Edison International
EIX
$26.4B
$75K 0.03%
1,000
– –
EQR icon
145
Equity Residential
EQR
$25.1B
$74K 0.03%
+860
New +$70.3K
NZF icon
146
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$74K 0.03%
+4,590
New +$74K
HE icon
147
Hawaiian Electric Industries
HE
$2.14B
$73K 0.03%
1,600
– –
NAD icon
148
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$72K 0.03%
5,018
– –
UNH icon
149
UnitedHealth
UNH
$370B
$70K 0.03%
323
+40
+14% +$9.65K
TDOC icon
150
Teladoc Health
TDOC
$1.3B
$69K 0.03%
1,015
+400
+65% +$26.3K
4 5
6
7 8

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.