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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESL
126
DELISTED
Esterline Technologies
ESL
$136K 0.05%
1,500
– –
ALL icon
127
Allstate
ALL
$67.5B
$134K 0.05%
1,356
– –
PM icon
128
Philip Morris
PM
$295B
$134K 0.05%
1,648
– –
O icon
129
Realty Income
O
$59.1B
$132K 0.05%
2,391
-1,032
-30% -$56.8K
ASXC
130
DELISTED
Asensus Surgical, Inc.
ASXC
$132K 0.05%
1,748
+1,733
+11,553% +$117K
QQQ icon
131
Invesco QQQ Trust
QQQ
$484B
$131K 0.05%
706
– –
BSCI
132
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$128K 0.05%
6,035
+1,335
+28% +$28.2K
ADP icon
133
Automatic Data Processing
ADP
$108B
$124K 0.05%
825
+25
+3% +$3.54K
NVDA icon
134
NVIDIA
NVDA
$5.42T
$122K 0.05%
17,360
-600
-3% -$3.9K
SRE icon
135
Sempra
SRE
$54.8B
$120K 0.05%
2,110
– –
UDR icon
136
UDR
UDR
$12.3B
$120K 0.05%
2,970
– –
ALK icon
137
Alaska Air
ALK
$5.58B
$118K 0.05%
1,715
+305
+22% +$19.8K
HAL icon
138
Halliburton
HAL
$26.6B
$115K 0.04%
2,846
– –
TSN icon
139
Tyson Foods
TSN
$20.4B
$115K 0.04%
1,930
+430
+29% +$26.9K
CSX icon
140
CSX Corp
CSX
$93.1B
$114K 0.04%
4,617
+3
+0.1% +$71
SCHV
141
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$114K 0.04%
6,123
+27
+0.4% +$500
ACN icon
142
Accenture
ACN
$108B
$111K 0.04%
650
– –
SPY icon
143
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$111K 0.04%
382
– –
EMR icon
144
Emerson Electric
EMR
$88.3B
$108K 0.04%
1,416
+1,209
+584% +$89.2K
KO icon
145
Coca-Cola
KO
$375B
$105K 0.04%
2,264
-426
-16% -$19.5K
DELL icon
146
Dell
DELL
$293B
$104K 0.04%
3,823
-75
-2% -$2K
EVN
147
Eaton Vance Municipal Income Trust
EVN
$426M
$99K 0.04%
8,650
– –
D icon
148
Dominion Energy
D
$59.3B
$98K 0.04%
1,393
+16
+1% +$1.13K
BSCJ
149
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$98K 0.04%
4,645
-105
-2% -$2.21K
BSCK
150
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$98K 0.04%
4,645
-105
-2% -$2.21K
4 5
6
7 8

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MCM
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Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.