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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
126
Altria Group
MO
$114B
$126K 0.06%
1,769
+501
+40% +$33.6K
SGEN
127
DELISTED
Seagen Inc. Common Stock
SGEN
$125K 0.06%
2,344
– –
NVDA icon
128
NVIDIA
NVDA
$5.03T
$124K 0.06%
25,560
+1,600
+7% +$7.95K
LOW icon
129
Lowe's Companies
LOW
$117B
$122K 0.06%
1,312
– –
TSN icon
130
Tyson Foods
TSN
$20.8B
$122K 0.06%
1,500
– –
LLY icon
131
Eli Lilly
LLY
$998B
$114K 0.06%
1,345
– –
UDR icon
132
UDR
UDR
$12.3B
$114K 0.06%
2,970
– –
QQQ icon
133
Invesco QQQ Trust
QQQ
$469B
$113K 0.06%
725
-200
-22% -$30.5K
SRE icon
134
Sempra
SRE
$57.5B
$113K 0.06%
2,110
– –
RTN
135
DELISTED
Raytheon Company
RTN
$113K 0.06%
600
– –
TWX
136
DELISTED
Time Warner Inc
TWX
$113K 0.06%
1,235
-23
-2% -$2.17K
ESL
137
DELISTED
Esterline Technologies
ESL
$112K 0.05%
1,500
– –
ITW icon
138
Illinois Tool Works
ITW
$82.4B
$111K 0.05%
667
– –
SCHV
139
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$111K 0.05%
6,072
-729
-11% -$13K
SLV icon
140
iShares Silver Trust
SLV
$27.8B
$111K 0.05%
6,962
-422
-6% -$6.66K
ALL icon
141
Allstate
ALL
$67.7B
$109K 0.05%
1,045
– –
D icon
142
Dominion Energy
D
$60.4B
$109K 0.05%
1,344
+13
+1% +$1.05K
KR icon
143
Kroger
KR
$35.7B
$105K 0.05%
3,834
+665
+21% +$15.5K
ZBH icon
144
Zimmer Biomet
ZBH
$18.6B
$104K 0.05%
888
– –
ACN icon
145
Accenture
ACN
$102B
$100K 0.05%
650
– –
BABA icon
146
Alibaba
BABA
$306B
$100K 0.05%
579
+242
+72% +$43.4K
SLB icon
147
SLB Ltd
SLB
$73B
$100K 0.05%
1,490
-221
-13% -$14.3K
DELL icon
148
Dell
DELL
$275B
$99K 0.05%
4,333
-39
-0.9% -$884
RSPG icon
149
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$560M
$97K 0.05%
1,672
+1
+0.1% +$55
ADP icon
150
Automatic Data Processing
ADP
$107B
$94K 0.05%
800
– –
4 5
6
7 8

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.