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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
126
Halliburton
HAL
$26.6B
$131K 0.07%
2,845
+1
+0% +$42
TWX
127
DELISTED
Time Warner Inc
TWX
$129K 0.07%
1,258
– –
SGEN
128
DELISTED
Seagen Inc. Common Stock
SGEN
$128K 0.07%
2,344
– –
ESV
129
DELISTED
Ensco Rowan plc
ESV
$127K 0.06%
5,325
– –
BMY icon
130
Bristol-Myers Squibb
BMY
$134B
$124K 0.06%
1,945
– –
SRE icon
131
Sempra
SRE
$57.3B
$120K 0.06%
2,110
– –
SLB icon
132
SLB Ltd
SLB
$73.2B
$119K 0.06%
1,711
+75
+5% +$4.96K
SCHV
133
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$117K 0.06%
6,801
-2,682
-28% -$45.4K
S
134
DELISTED
Sprint Corporation
S
$117K 0.06%
14,977
– –
FTS icon
135
Fortis
FTS
$28.8B
$116K 0.06%
3,249
– –
SLV icon
136
iShares Silver Trust
SLV
$28B
$116K 0.06%
7,384
– –
LLY icon
137
Eli Lilly
LLY
$1,000B
$115K 0.06%
1,345
– –
SPY icon
138
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$113K 0.06%
452
+6
+1% +$1.48K
UDR icon
139
UDR
UDR
$12.4B
$113K 0.06%
2,970
– –
RTN
140
DELISTED
Raytheon Company
RTN
$112K 0.06%
600
– –
ALK icon
141
Alaska Air
ALK
$5.6B
$111K 0.06%
1,459
+499
+52% +$40.8K
DAL icon
142
Delta Air Lines
DAL
$60.2B
$108K 0.06%
2,250
– –
NVDA icon
143
NVIDIA
NVDA
$5.01T
$107K 0.05%
23,960
– –
TSN icon
144
Tyson Foods
TSN
$21B
$106K 0.05%
1,500
– –
LOW icon
145
Lowe's Companies
LOW
$119B
$105K 0.05%
1,312
– –
D icon
146
Dominion Energy
D
$60.5B
$102K 0.05%
1,331
+13
+1% +$1.01K
DD icon
147
DuPont de Nemours
DD
$19.1B
$101K 0.05%
576
+568
+7,100% +$94.8K
ZBH icon
148
Zimmer Biomet
ZBH
$18.8B
$101K 0.05%
888
– –
ITW icon
149
Illinois Tool Works
ITW
$83B
$99K 0.05%
667
+1
+0.2% +$142
ALL icon
150
Allstate
ALL
$67.6B
$96K 0.05%
1,045
– –
4 5
6
7 8

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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.