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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAL icon
126
Delta Air Lines
DAL
$58.1B
$121K 0.06%
2,250
– –
HAL icon
127
Halliburton
HAL
$26.4B
$121K 0.06%
2,844
-35
-1% -$1.61K
SGEN
128
DELISTED
Seagen Inc. Common Stock
SGEN
$121K 0.06%
2,344
– –
SRE icon
129
Sempra
SRE
$58.5B
$119K 0.06%
2,110
– –
MDYV icon
130
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.75B
$118K 0.06%
2,454
-65,788
-96% -$3.15M
SLV icon
131
iShares Silver Trust
SLV
$27.7B
$116K 0.06%
7,384
+12
+0.2% +$195
UDR icon
132
UDR
UDR
$12.1B
$116K 0.06%
2,970
– –
TRV icon
133
Travelers Companies
TRV
$78.6B
$115K 0.06%
905
+10
+1% +$1.23K
FTS icon
134
Fortis
FTS
$29.2B
$114K 0.06%
3,249
– –
LLY icon
135
Eli Lilly
LLY
$1T
$111K 0.06%
1,345
– –
ZBH icon
136
Zimmer Biomet
ZBH
$17.9B
$111K 0.06%
888
– –
ESV
137
DELISTED
Ensco Rowan plc
ESV
$110K 0.06%
5,325
-37
-0.7% -$1.06K
BMY icon
138
Bristol-Myers Squibb
BMY
$130B
$108K 0.06%
1,945
+500
+35% +$27.2K
SLB icon
139
SLB Ltd
SLB
$72B
$108K 0.06%
1,636
+298
+22% +$21.4K
SPY icon
140
State Street SPDR S&P 500 ETF Trust
SPY
$782B
$108K 0.06%
446
+1
+0.2% +$240
LOW icon
141
Lowe's Companies
LOW
$117B
$102K 0.05%
1,312
-110
-8% -$8.99K
D icon
142
Dominion Energy
D
$61.1B
$101K 0.05%
1,318
+12
+0.9% +$943
WDC icon
143
Western Digital
WDC
$187B
$98K 0.05%
1,470
+654
+80% +$43.4K
RTN
144
DELISTED
Raytheon Company
RTN
$97K 0.05%
600
– –
DD
145
DELISTED
Du Pont De Nemours E I
DD
$96K 0.05%
1,192
-125
-9% -$9.99K
ITW icon
146
Illinois Tool Works
ITW
$81.5B
$95K 0.05%
666
-200
-23% -$27.9K
CSX icon
147
CSX Corp
CSX
$92.8B
$94K 0.05%
5,187
+6
+0.1% +$103
EIX icon
148
Edison International
EIX
$29.1B
$94K 0.05%
1,200
-1,000
-45% -$80.1K
MO icon
149
Altria Group
MO
$115B
$94K 0.05%
1,267
-267
-17% -$19.5K
SCHE icon
150
Schwab Emerging Markets Equity ETF
SCHE
$12.5B
$94K 0.05%
3,788
-316,667
-99% -$7.78M
4 5
6
7 8

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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.