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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEO icon
126
Diageo
DEO
$51.6B
$113K 0.07%
1,084
-300
-22% -$31.6K
JNUG icon
127
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$461M
$112K 0.07%
+100
New +$177K
BEN icon
128
Franklin Resources
BEN
$17.3B
$111K 0.07%
2,793
– –
DAL icon
129
Delta Air Lines
DAL
$60.5B
$111K 0.07%
2,250
– –
QCOM icon
130
Qualcomm
QCOM
$168B
$111K 0.07%
1,705
-80
-4% -$5.38K
TRV icon
131
Travelers Companies
TRV
$80.5B
$110K 0.07%
895
– –
UDR icon
132
UDR
UDR
$12.3B
$108K 0.07%
2,970
– –
QQQ icon
133
Invesco QQQ Trust
QQQ
$479B
$107K 0.07%
904
+1
+0.1% +$118
RSPG icon
134
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$551M
$107K 0.07%
1,670
– –
ITW icon
135
Illinois Tool Works
ITW
$84.8B
$106K 0.07%
865
– –
SRE icon
136
Sempra
SRE
$55.1B
$106K 0.07%
2,110
– –
SLV icon
137
iShares Silver Trust
SLV
$29.8B
$105K 0.07%
6,962
+450
+7% +$7.32K
MO icon
138
Altria Group
MO
$113B
$104K 0.07%
1,531
+4
+0.3% +$258
LOW icon
139
Lowe's Companies
LOW
$122B
$101K 0.07%
1,422
-490
-26% -$34.7K
USB icon
140
US Bancorp
USB
$99.4B
$100K 0.07%
1,955
-237
-11% -$11.3K
D icon
141
Dominion Energy
D
$58.8B
$99K 0.07%
1,293
+11
+0.9% +$811
LLY icon
142
Eli Lilly
LLY
$1.06T
$99K 0.07%
1,345
– –
SPY icon
143
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$99K 0.07%
444
+1
+0.2% +$218
ADSK icon
144
Autodesk
ADSK
$51.2B
$98K 0.06%
1,320
– –
DD
145
DELISTED
Du Pont De Nemours E I
DD
$97K 0.06%
1,317
– –
TSN icon
146
Tyson Foods
TSN
$20.6B
$93K 0.06%
1,500
-53
-3% -$3.48K
CAB
147
DELISTED
Cabela's Inc
CAB
$93K 0.06%
1,595
– –
ZBH icon
148
Zimmer Biomet
ZBH
$18.8B
$89K 0.06%
888
– –
SLB icon
149
SLB Ltd
SLB
$76.5B
$87K 0.06%
1,031
-133
-11% -$10.9K
ADP icon
150
Automatic Data Processing
ADP
$109B
$85K 0.06%
830
– –
4 5
6
7 8

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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.