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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWX
126
DELISTED
Time Warner Inc
TWX
$112K 0.08%
1,413
+555
+65% +$43.4K
LLY icon
127
Eli Lilly
LLY
$1.06T
$108K 0.08%
1,345
+245
+22% +$19.6K
KO icon
128
Coca-Cola
KO
$374B
$107K 0.08%
2,536
-208
-8% -$9.12K
QQQ icon
129
Invesco QQQ Trust
QQQ
$479B
$107K 0.08%
903
– –
UDR icon
130
UDR
UDR
$12.3B
$107K 0.08%
2,970
– –
TT icon
131
Trane Technologies
TT
$105B
$105K 0.07%
1,550
– –
SGEN
132
DELISTED
Seagen Inc. Common Stock
SGEN
$105K 0.07%
1,949
– –
ITW icon
133
Illinois Tool Works
ITW
$84.8B
$104K 0.07%
865
-128
-13% -$14.9K
MDT icon
134
Medtronic
MDT
$110B
$103K 0.07%
1,192
– –
TRV icon
135
Travelers Companies
TRV
$80.5B
$103K 0.07%
895
– –
RTN
136
DELISTED
Raytheon Company
RTN
$103K 0.07%
759
+79
+12% +$11K
RSPG icon
137
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$551M
$100K 0.07%
1,670
-54
-3% -$3.08K
S
138
DELISTED
Sprint Corporation
S
$100K 0.07%
15,130
– –
BEN icon
139
Franklin Resources
BEN
$17.3B
$99K 0.07%
2,793
– –
MO icon
140
Altria Group
MO
$113B
$97K 0.07%
1,527
+848
+125% +$56.4K
SPY icon
141
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$96K 0.07%
443
+117
+36% +$25.3K
ADSK icon
142
Autodesk
ADSK
$51.2B
$95K 0.07%
1,320
– –
D icon
143
Dominion Energy
D
$58.8B
$95K 0.07%
1,282
+12
+0.9% +$914
MDLZ icon
144
Mondelez International
MDLZ
$80.1B
$95K 0.07%
2,172
– –
USB icon
145
US Bancorp
USB
$99.4B
$94K 0.07%
2,192
+882
+67% +$37.5K
SLB icon
146
SLB Ltd
SLB
$76.5B
$92K 0.06%
1,164
+64
+6% +$5.08K
OMER icon
147
Omeros
OMER
$952M
$91K 0.06%
8,153
+475
+6% +$5.42K
DAL icon
148
Delta Air Lines
DAL
$60.5B
$89K 0.06%
2,250
– –
CAB
149
DELISTED
Cabela's Inc
CAB
$88K 0.06%
1,595
– –
DD
150
DELISTED
Du Pont De Nemours E I
DD
$88K 0.06%
1,317
– –
4 5
6
7 8

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.