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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRV icon
126
Travelers Companies
TRV
$78B
$107K 0.08%
895
– –
JPM icon
127
JPMorgan Chase
JPM
$937B
$104K 0.07%
1,672
-62
-4% -$3.87K
TSN icon
128
Tyson Foods
TSN
$21B
$104K 0.07%
1,553
-47
-3% -$3.05K
ZBH icon
129
Zimmer Biomet
ZBH
$18.8B
$104K 0.07%
887
– –
ITW icon
130
Illinois Tool Works
ITW
$83B
$103K 0.07%
993
– –
MDT icon
131
Medtronic
MDT
$111B
$103K 0.07%
1,192
– –
D icon
132
Dominion Energy
D
$60.5B
$99K 0.07%
1,270
+12
+1% +$871
MDLZ icon
133
Mondelez International
MDLZ
$78.8B
$99K 0.07%
2,172
– –
TT icon
134
Trane Technologies
TT
$101B
$99K 0.07%
1,550
– –
QQQ icon
135
Invesco QQQ Trust
QQQ
$469B
$97K 0.07%
903
-255
-22% -$27.6K
RSPG icon
136
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$559M
$97K 0.07%
1,724
– –
VTRS icon
137
Viatris
VTRS
$20.5B
$95K 0.07%
2,208
– –
BEN icon
138
Franklin Resources
BEN
$18.3B
$93K 0.07%
2,793
– –
ESL
139
DELISTED
Esterline Technologies
ESL
$93K 0.07%
1,500
– –
SQQQ icon
140
ProShares UltraPro Short QQQ
SQQQ
$1.89B
$92K 0.07%
+1
New +$188K
RTN
141
DELISTED
Raytheon Company
RTN
$92K 0.07%
680
+80
+13% +$10.4K
QCOM icon
142
Qualcomm
QCOM
$159B
$91K 0.07%
1,704
-400
-19% -$21.1K
EBAY icon
143
eBay
EBAY
$47.6B
$88K 0.06%
3,762
– –
LVLT
144
DELISTED
Level 3 Communications Inc
LVLT
$88K 0.06%
1,704
– –
LLY icon
145
Eli Lilly
LLY
$1,000B
$87K 0.06%
1,100
– –
SLB icon
146
SLB Ltd
SLB
$73.2B
$87K 0.06%
1,100
+43
+4% +$3.3K
DD
147
DELISTED
Du Pont De Nemours E I
DD
$85K 0.06%
1,317
– –
MKC icon
148
McCormick & Company Non-Voting
MKC
$13.9B
$84K 0.06%
1,574
– –
STX icon
149
Seagate
STX
$189B
$83K 0.06%
3,400
+2,000
+143% +$48.5K
DAL icon
150
Delta Air Lines
DAL
$60.2B
$82K 0.06%
2,250
– –
4 5
6
7 8

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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.