We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$147M
AUM Growth
+$8.37M
Cap. Flow
+$5.23M
Cap. Flow %
3.57%
Top 10 Hldgs %
45.23%
Holding
735
New
48
Increased
116
Reduced
88
Closed
100

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.27M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.1M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.07M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$930K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$461K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.23M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$418K
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$178K
5
VMI icon
Valmont Industries
VMI
+$111K

Sector Composition

Rank Sector Weight
1 Technology 23.15%
2 Industrials 6.7%
3 Consumer Discretionary 4.9%
4 Healthcare 4.42%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
126
Lowe's Companies
LOW
$122B
$145K 0.1%
1,912
– –
SCHX icon
127
Schwab US Large- Cap ETF
SCHX
$73.9B
$143K 0.1%
17,550
+15,000
+588% +$116K
TLK icon
128
Telkom Indonesia
TLK
$14.8B
$140K 0.1%
5,514
– –
VCSH icon
129
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$140K 0.1%
1,754
+5
+0.3% +$396
SWK icon
130
Stanley Black & Decker
SWK
$15.3B
$139K 0.09%
1,325
– –
NQU
131
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$139K 0.09%
9,461
– –
TMO icon
132
Thermo Fisher Scientific
TMO
$214B
$137K 0.09%
967
– –
PM icon
133
Philip Morris
PM
$293B
$133K 0.09%
1,354
-31
-2% -$2.84K
QQQ icon
134
Invesco QQQ Trust
QQQ
$479B
$126K 0.09%
1,158
+256
+28% +$26.6K
SLV icon
135
iShares Silver Trust
SLV
$29.8B
$123K 0.08%
8,354
+1,658
+25% +$23.5K
KO icon
136
Coca-Cola
KO
$374B
$119K 0.08%
2,570
-177
-6% -$7.7K
UDR icon
137
UDR
UDR
$12.3B
$114K 0.08%
2,970
– –
PRU icon
138
Prudential Financial
PRU
$41.9B
$112K 0.08%
1,557
– –
TXN icon
139
Texas Instruments
TXN
$254B
$112K 0.08%
1,959
-106
-5% -$5.63K
DAL icon
140
Delta Air Lines
DAL
$60.5B
$110K 0.07%
2,250
– –
SRE icon
141
Sempra
SRE
$55.1B
$110K 0.07%
2,110
– –
BEN icon
142
Franklin Resources
BEN
$17.3B
$109K 0.07%
2,793
– –
SCHW
143
Charles Schwab
SCHW
$187B
$109K 0.07%
3,885
– –
QCOM icon
144
Qualcomm
QCOM
$168B
$108K 0.07%
2,104
+1
+0% +$49
SPY icon
145
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$107K 0.07%
520
+61
+13% +$11.9K
TSN icon
146
Tyson Foods
TSN
$20.6B
$107K 0.07%
1,600
+100
+7% +$6.01K
TRV icon
147
Travelers Companies
TRV
$80.5B
$104K 0.07%
895
– –
JPM icon
148
JPMorgan Chase
JPM
$947B
$103K 0.07%
1,734
-59
-3% -$3.45K
HAL icon
149
Halliburton
HAL
$27.1B
$102K 0.07%
2,842
– –
ITW icon
150
Illinois Tool Works
ITW
$84.8B
$102K 0.07%
993
+26
+3% +$2.41K
4 5
6
7 8

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Tradewinds Capital Management held 735 positions worth $147M, up 6% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management deployed $5.23M of net new capital in Q1 2016, opening 48 new positions and adding to 116 existing holdings. Its largest new stake was ProShares UltraShort S&P500: 26 shares worth $50K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, an estimated $1.5M trimmed.

  • Tradewinds Capital Management's largest Q1 2016 buy was ProShares UltraShort S&P500: 26 shares worth $50K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2016, an estimated $3.27M increase.
  • Tradewinds Capital Management's biggest Q1 2016 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $1.5M.
  • Tradewinds Capital Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $178K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $147M portfolio in Q1 2016.
  • Tradewinds Capital Management opened 48 new positions and closed 100 in Q1 2016.
  • Tradewinds Capital Management's portfolio value rose 6% quarter-over-quarter to $147M.

Based on Tradewinds Capital Management's 13F filing for Q1 2016, filed 4 May 2016.