We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$497K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKP
126
DELISTED
Alliance Californa Muni Fd
AKP
$141K 0.1%
10,000
– –
VCSH icon
127
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$138K 0.1%
1,749
+14
+0.8% +$1.11K
TMO icon
128
Thermo Fisher Scientific
TMO
$214B
$137K 0.1%
967
+1
+0.1% +$133
NQU
129
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$134K 0.1%
9,461
+9,157
+3,012% +$126K
PYPL icon
130
PayPal
PYPL
$51.1B
$131K 0.09%
3,630
– –
EIX icon
131
Edison International
EIX
$25.9B
$130K 0.09%
2,200
– –
RDS.A
132
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$129K 0.09%
2,981
+106
+4% +$5.05K
SCHW
133
Charles Schwab
SCHW
$187B
$128K 0.09%
3,885
+3,550
+1,060% +$112K
PRU icon
134
Prudential Financial
PRU
$41.9B
$127K 0.09%
1,557
+51
+3% +$4.22K
PM icon
135
Philip Morris
PM
$293B
$122K 0.09%
1,385
+56
+4% +$4.86K
TLK icon
136
Telkom Indonesia
TLK
$14.8B
$122K 0.09%
5,514
– –
JPM icon
137
JPMorgan Chase
JPM
$947B
$118K 0.09%
1,793
-136
-7% -$8.86K
KO icon
138
Coca-Cola
KO
$374B
$118K 0.09%
2,747
+120
+5% +$5.09K
GER
139
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
0
– –
DAL icon
140
Delta Air Lines
DAL
$60.5B
$114K 0.08%
2,250
– –
TXN icon
141
Texas Instruments
TXN
$254B
$113K 0.08%
2,065
-342
-14% -$19.1K
UDR icon
142
UDR
UDR
$12.3B
$112K 0.08%
2,970
– –
LLY icon
143
Eli Lilly
LLY
$1.06T
$106K 0.08%
1,260
+160
+15% +$13.3K
QCOM icon
144
Qualcomm
QCOM
$168B
$105K 0.08%
2,103
+400
+23% +$21.3K
BEN icon
145
Franklin Resources
BEN
$17.3B
$103K 0.07%
2,793
– –
QQQ icon
146
Invesco QQQ Trust
QQQ
$479B
$101K 0.07%
902
– –
TRV icon
147
Travelers Companies
TRV
$80.5B
$101K 0.07%
895
-30
-3% -$3.33K
EBAY icon
148
eBay
EBAY
$48.9B
$99K 0.07%
3,612
-18
-0.5% -$497
SRE icon
149
Sempra
SRE
$55.1B
$99K 0.07%
2,110
– –
IBCB
150
DELISTED
ISHARES IBONDS MAR 2016 CORPORATE EX-FINANCIALS ETF
IBCB
$99K 0.07%
1,000
– –
4 5
6
7 8

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.