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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
-3.38%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$128M
AUM Growth
-$14.6M
(-10%)
Cap. Flow
-$8.44M
Cap. Flow
% of AUM
-6.6%
Top 10 Holdings %
Top 10 Hldgs %
42.68%
Holding
761
New
63
Increased
110
Reduced
115
Closed
83
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$789K |
| 2 |
SCHV
Schwab US Large-Cap Value ETF
SCHV
|
+$341K |
| 3 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$264K |
| 4 |
Schwab US Mid-Cap ETF
SCHM
|
+$198K |
| 5 |
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
|
+$184K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$5.9M |
| 2 |
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
|
+$1.8M |
| 3 |
Microsoft
MSFT
|
+$1.09M |
| 4 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$701K |
| 5 |
Schwab International Equity ETF
SCHF
|
+$341K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.52% |
| 2 | Industrials | 7.45% |
| 3 | Consumer Discretionary | 5.22% |
| 4 | Healthcare | 5.14% |
| 5 | Financials | 2.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ESL
126
DELISTED
Esterline Technologies
ESL
| $129K | 0.1% |
1,800
| – | – |
|
127
Stanley Black & Decker
SWK
$15.7B
| $128K | 0.1% |
1,325
| – | – |
|
128
Viatris
VTRS
$19.1B
| $124K | 0.1% |
3,082
| – | – |
|
129
Illinois Tool Works
ITW
$85.3B
| $121K | 0.09% |
1,467
-399
| -21% | -$34.9K |
|
130
Texas Instruments
TXN
$261B
| $119K | 0.09% |
2,407
+7
| +0.3% | +$342 |
|
131
JPMorgan Chase
JPM
$950B
| $118K | 0.09% |
1,929
-14
| -0.7% | -$917 |
|
132
Thermo Fisher Scientific
TMO
$220B
| $118K | 0.09% |
966
| – | – |
|
133
iShares Silver Trust
SLV
$30.7B
| $117K | 0.09% |
8,400
-1,719
| -17% | -$24.5K |
|
134
Prudential Financial
PRU
$41.8B
| $115K | 0.09% |
1,506
+10
| +0.7% | +$839 |
|
135
PayPal
PYPL
$50.5B
| $113K | 0.09% |
+3,630
| New | +$130K |
|
136
Coca-Cola
KO
$375B
| $105K | 0.08% |
2,627
+18
| +0.7% | +$721 |
|
137
Philip Morris
PM
$295B
| $105K | 0.08% |
1,329
| – | – |
|
138
Franklin Resources
BEN
$17.2B
| $104K | 0.08% |
2,793
| – | – |
|
139
America Movil
AMX
$71.2B
| $103K | 0.08% |
6,240
| – | – |
|
140
Sempra
SRE
$54.8B
| $102K | 0.08% |
2,110
| – | – |
|
141
UDR
UDR
$12.3B
| $102K | 0.08% |
2,970
| – | – |
|
142
Delta Air Lines
DAL
$60.1B
| $101K | 0.08% |
2,250
| – | – |
|
143
Halliburton
HAL
$26.6B
| $100K | 0.08% |
2,841
-135
| -5% | -$5.31K |
|
|
IBCB
144
DELISTED
ISHARES IBONDS MAR 2016 CORPORATE EX-FINANCIALS ETF
IBCB
| $99K | 0.08% |
1,000
| – | – |
|
145
Telkom Indonesia
TLK
$14.9B
| $98K | 0.08% |
5,514
| – | – |
|
146
Union Pacific
UNP
$174B
| $98K | 0.08% |
1,114
+24
| +2% | +$2.19K |
|
147
HP
HPQ
$27.5B
| $96K | 0.08% |
8,269
-255
| -3% | -$3.31K |
|
148
Eli Lilly
LLY
$1.06T
| $92K | 0.07% |
1,100
| – | – |
|
149
Invesco QQQ Trust
QQQ
$484B
| $92K | 0.07% |
902
| – | – |
|
150
Travelers Companies
TRV
$80.2B
| $92K | 0.07% |
925
-16
| -2% | -$1.64K |
|
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Tradewinds Capital Management's Q3 2015 Portfolio in Review
As of Q3 2015, Tradewinds Capital Management held 761 positions worth $128M, down 10% from $143M the previous quarter. Its ten largest holdings account for 43% of the portfolio.
Tradewinds Capital Management withdrew a net $8.44M in Q3 2015, closing 83 positions and reducing 115 holdings. Its most notable exit was iShares S&P Mid-Cap 400 Value ETF, an estimated $65K position sold in full.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Industrials and Consumer Discretionary.
Against the trend, Tradewinds Capital Management opened a new position in PayPal worth $113K.
- Tradewinds Capital Management's largest Q3 2015 buy was PayPal: 3,630 shares worth $113K.
- Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q3 2015, an estimated $789K increase.
- Tradewinds Capital Management's biggest Q3 2015 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $5.9M.
- Tradewinds Capital Management fully exited iShares S&P Mid-Cap 400 Value ETF in Q3 2015, selling an estimated $65K.
- Tradewinds Capital Management's ten largest holdings make up 43% of its $128M portfolio in Q3 2015.
- Tradewinds Capital Management opened 63 new positions and closed 83 in Q3 2015.
- Tradewinds Capital Management's portfolio value fell 10% quarter-over-quarter to $128M.
Based on Tradewinds Capital Management's 13F filing for Q3 2015, filed 2 Nov 2015.