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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXZ
126
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$145K 0.1%
10,300
– –
EIA
127
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
$145K 0.1%
11,500
– –
EIX icon
128
Edison International
EIX
$25.9B
$144K 0.1%
2,200
– –
TLK icon
129
Telkom Indonesia
TLK
$14.7B
$143K 0.1%
6,324
– –
AMX icon
130
America Movil
AMX
$71.8B
$138K 0.1%
6,240
– –
MDT icon
131
Medtronic
MDT
$110B
$137K 0.1%
1,894
-350
-16% -$24.3K
OKE icon
132
Oneok
OKE
$55.1B
$137K 0.1%
2,760
– –
LOW icon
133
Lowe's Companies
LOW
$122B
$136K 0.1%
1,978
– –
AKP
134
DELISTED
Alliance Californa Muni Fd
AKP
$136K 0.1%
10,000
– –
CCA
135
DELISTED
MFS California Municipal Fund
CCA
$131K 0.09%
12,000
– –
MCD icon
136
McDonald's
MCD
$196B
$130K 0.09%
1,385
+80
+6% +$7.49K
PPH icon
137
VanEck Pharmaceutical ETF
PPH
$932M
$129K 0.09%
2,000
-120
-6% -$7.64K
QQQ icon
138
Invesco QQQ Trust
QQQ
$479B
$129K 0.09%
1,251
+85
+7% +$8.6K
UNP icon
139
Union Pacific
UNP
$176B
$129K 0.09%
1,080
– –
TXN icon
140
Texas Instruments
TXN
$256B
$128K 0.09%
2,386
+7
+0.3% +$354
SWK icon
141
Stanley Black & Decker
SWK
$15.2B
$127K 0.09%
1,325
– –
SLV icon
142
iShares Silver Trust
SLV
$29.7B
$126K 0.09%
8,380
+1,784
+27% +$28.2K
DD
143
DELISTED
Du Pont De Nemours E I
DD
$125K 0.09%
1,784
– –
KO icon
144
Coca-Cola
KO
$372B
$124K 0.09%
2,926
+7
+0.2% +$299
UDR icon
145
UDR
UDR
$12.2B
$121K 0.09%
3,921
-1,182
-23% -$35.4K
GLW icon
146
Corning
GLW
$136B
$118K 0.09%
5,126
+1
+0% +$20
SRE icon
147
Sempra
SRE
$55.4B
$117K 0.08%
2,110
– –
TMO icon
148
Thermo Fisher Scientific
TMO
$213B
$116K 0.08%
926
– –
BAX icon
149
Baxter International
BAX
$14B
$115K 0.08%
2,896
-184
-6% -$7.17K
QCOM icon
150
Qualcomm
QCOM
$169B
$115K 0.08%
1,553
+723
+87% +$52.9K
4 5
6
7 8

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.