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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCL
126
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$142K 0.11%
3,633
– –
BP icon
127
BP
BP
$109B
$141K 0.11%
3,935
+192
+5% +$7.61K
HDB icon
128
HDFC Bank
HDB
$122B
$139K 0.11%
11,900
– –
MDT icon
129
Medtronic
MDT
$110B
$139K 0.11%
2,244
– –
UDR icon
130
UDR
UDR
$12.3B
$139K 0.11%
5,103
– –
EIA
131
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
$139K 0.11%
11,500
– –
PPH icon
132
VanEck Pharmaceutical ETF
PPH
$934M
$135K 0.1%
2,120
-160
-7% -$9.91K
AKP
133
DELISTED
Alliance Californa Muni Fd
AKP
$135K 0.1%
10,000
– –
CCA
134
DELISTED
MFS California Municipal Fund
CCA
$129K 0.1%
12,000
– –
KO icon
135
Coca-Cola
KO
$374B
$125K 0.09%
2,919
-97
-3% -$4.01K
MCD icon
136
McDonald's
MCD
$196B
$124K 0.09%
1,305
-49
-4% -$4.67K
EIX icon
137
Edison International
EIX
$25.9B
$123K 0.09%
2,200
– –
DD
138
DELISTED
Du Pont De Nemours E I
DD
$122K 0.09%
1,784
– –
BAX icon
139
Baxter International
BAX
$14B
$120K 0.09%
3,080
– –
LUV icon
140
Southwest Airlines
LUV
$23B
$118K 0.09%
3,502
– –
SWK icon
141
Stanley Black & Decker
SWK
$15.3B
$118K 0.09%
1,325
– –
UNP icon
142
Union Pacific
UNP
$175B
$117K 0.09%
1,080
– –
PM icon
143
Philip Morris
PM
$293B
$116K 0.09%
1,394
– –
QQQ icon
144
Invesco QQQ Trust
QQQ
$479B
$115K 0.09%
1,166
– –
CAB
145
DELISTED
Cabela's Inc
CAB
$114K 0.09%
1,937
– –
TMO icon
146
Thermo Fisher Scientific
TMO
$214B
$113K 0.09%
926
– –
TXN icon
147
Texas Instruments
TXN
$254B
$113K 0.09%
2,379
-1,099
-32% -$52.7K
RIO icon
148
Rio Tinto
RIO
$162B
$111K 0.08%
2,252
-128
-5% -$7.07K
SRE icon
149
Sempra
SRE
$55.1B
$111K 0.08%
2,110
– –
TT icon
150
Trane Technologies
TT
$105B
$110K 0.08%
1,950
-565
-22% -$34.2K
4 5
6
7 8

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.