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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
126
Medtronic
MDT
$109B
$143K 0.11%
2,244
-173
-7% -$10.5K
PPH icon
127
VanEck Pharmaceutical ETF
PPH
$917M
$141K 0.11%
2,280
-120
-5% -$7.13K
EIA
128
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
$141K 0.11%
11,500
– –
HDB icon
129
HDFC Bank
HDB
$123B
$139K 0.11%
11,900
– –
NPM
130
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$137K 0.1%
9,930
– –
MCD icon
131
McDonald's
MCD
$192B
$136K 0.1%
1,354
– –
CCA
132
DELISTED
MFS California Municipal Fund
CCA
$133K 0.1%
12,000
– –
TLK icon
133
Telkom Indonesia
TLK
$14.5B
$132K 0.1%
6,324
-890
-12% -$18.4K
AKP
134
DELISTED
Alliance Californa Muni Fd
AKP
$132K 0.1%
10,000
– –
AMX icon
135
America Movil
AMX
$76.1B
$129K 0.1%
6,240
– –
RIO icon
136
Rio Tinto
RIO
$158B
$129K 0.1%
2,380
+37
+2% +$2.01K
EIX icon
137
Edison International
EIX
$28.2B
$128K 0.1%
2,200
– –
KO icon
138
Coca-Cola
KO
$377B
$128K 0.1%
3,016
-85
-3% -$3.45K
SLV icon
139
iShares Silver Trust
SLV
$28B
$125K 0.1%
6,196
– –
UAL icon
140
United Airlines
UAL
$39.4B
$125K 0.1%
3,050
– –
BIE
141
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$125K 0.1%
8,565
– –
BAX icon
142
Baxter International
BAX
$13.5B
$121K 0.09%
3,080
+92
+3% +$3.68K
POT
143
DELISTED
Potash Corp Of Saskatchewan
POT
$121K 0.09%
3,178
-10
-0.3% -$361
CAB
144
DELISTED
Cabela's Inc
CAB
$121K 0.09%
1,937
– –
GLW icon
145
Corning
GLW
$119B
$118K 0.09%
5,367
-1,347
-20% -$28.6K
PM icon
146
Philip Morris
PM
$297B
$118K 0.09%
1,394
-223
-14% -$19.2K
F icon
147
Ford
F
$58.5B
$117K 0.09%
6,763
-691
-9% -$11.2K
SWK icon
148
Stanley Black & Decker
SWK
$14.3B
$116K 0.09%
1,325
– –
DD
149
DELISTED
Du Pont De Nemours E I
DD
$111K 0.08%
1,784
– –
BHI
150
DELISTED
Baker Hughes
BHI
$111K 0.08%
1,497
+1
+0.1% +$70
4 5
6
7 8

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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.