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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TT icon
126
Trane Technologies
TT
$105B
$144K 0.12%
2,515
– –
TLK icon
127
Telkom Indonesia
TLK
$14.8B
$142K 0.12%
7,214
– –
PANW icon
128
Palo Alto Networks
PANW
$293B
$141K 0.12%
12,360
– –
GLW icon
129
Corning
GLW
$135B
$140K 0.11%
6,714
-433
-6% -$8.14K
PPH icon
130
VanEck Pharmaceutical ETF
PPH
$934M
$140K 0.11%
2,400
– –
UAL icon
131
United Airlines
UAL
$41.9B
$136K 0.11%
3,050
– –
EIA
132
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
$134K 0.11%
11,500
– –
MCD icon
133
McDonald's
MCD
$196B
$133K 0.11%
1,354
-372
-22% -$35.6K
NPM
134
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$133K 0.11%
9,930
– –
PM icon
135
Philip Morris
PM
$293B
$132K 0.11%
1,617
-148
-8% -$12K
UDR icon
136
UDR
UDR
$12.3B
$132K 0.11%
5,103
-2,699
-35% -$67.6K
RIO icon
137
Rio Tinto
RIO
$162B
$131K 0.11%
2,343
+55
+2% +$3K
USB icon
138
US Bancorp
USB
$99.4B
$131K 0.11%
3,054
+1,553
+103% +$63.8K
TMO icon
139
Thermo Fisher Scientific
TMO
$214B
$128K 0.1%
1,063
– –
CCA
140
DELISTED
MFS California Municipal Fund
CCA
$127K 0.1%
12,000
– –
AKP
141
DELISTED
Alliance Californa Muni Fd
AKP
$127K 0.1%
10,000
– –
CAB
142
DELISTED
Cabela's Inc
CAB
$127K 0.1%
1,937
– –
FDX icon
143
FedEx
FDX
$74.7B
$126K 0.1%
950
– –
EIX icon
144
Edison International
EIX
$25.9B
$125K 0.1%
2,200
– –
AMX icon
145
America Movil
AMX
$71.8B
$124K 0.1%
6,240
-400
-6% -$8.29K
HDB icon
146
HDFC Bank
HDB
$122B
$122K 0.1%
11,900
– –
JPM icon
147
JPMorgan Chase
JPM
$947B
$122K 0.1%
2,008
-64
-3% -$3.7K
BIE
148
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$121K 0.1%
8,565
– –
KO icon
149
Coca-Cola
KO
$374B
$120K 0.1%
3,101
-504
-14% -$19.5K
BAX icon
150
Baxter International
BAX
$14B
$119K 0.1%
2,988
+92
+3% +$3.44K
4 5
6
7 8

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AAS
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FGAM
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MCM
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PSC
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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.