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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$251M
AUM Growth
-$40.7M
Cap. Flow
-$58.7M
Cap. Flow %
-23.37%
Top 10 Hldgs %
82.56%
Holding
538
New
32
Increased
82
Reduced
62
Closed
57

Top Buys

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$27.7M
2
INDA icon
iShares MSCI India ETF
INDA
+$27.3M
3
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$26.6M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$20.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$19M

Top Sells

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$45.5M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$27.4M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$27.2M
4
EWG icon
iShares MSCI Germany ETF
EWG
+$26.7M
5
EWI icon
iShares MSCI Italy ETF
EWI
+$26.3M

Sector Composition

Rank Sector Weight
1 Technology 4.93%
2 Industrials 2.09%
3 Consumer Discretionary 1.36%
4 Financials 1.05%
5 Consumer Staples 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADP icon
101
Automatic Data Processing
ADP
$108B
$72.5K 0.03%
311
+1
+0.3% +$233
VZ icon
102
Verizon
VZ
$196B
$70.1K 0.03%
1,860
+4
+0.2% +$142
KO icon
103
Coca-Cola
KO
$375B
$66.7K 0.03%
1,131
-38
-3% -$2.16K
AMAT icon
104
Applied Materials
AMAT
$428B
$64.8K 0.03%
400
– –
QQQ icon
105
Invesco QQQ Trust
QQQ
$481B
$64.7K 0.03%
158
+105
+198% +$39.9K
META icon
106
Meta Platforms (Facebook)
META
$1.51T
$63.7K 0.03%
180
+10
+6% +$3.26K
BMY icon
107
Bristol-Myers Squibb
BMY
$132B
$63.4K 0.03%
1,236
+37
+3% +$1.94K
EWP icon
108
iShares MSCI Spain ETF
EWP
$2.21B
$62.1K 0.02%
2,029
-228
-10% -$6.56K
SCHC icon
109
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$59.2K 0.02%
1,697
-191
-10% -$6.2K
GS icon
110
Goldman Sachs
GS
$303B
$57.9K 0.02%
150
– –
SIVR icon
111
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$57.5K 0.02%
2,526
-271
-10% -$6.03K
NAD icon
112
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$57.5K 0.02%
5,018
– –
VKQ icon
113
Invesco Municipal Trust
VKQ
$551M
$57.1K 0.02%
5,988
– –
VB icon
114
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$56.5K 0.02%
265
– –
SPEU icon
115
State Street SPDR Portfolio Europe ETF
SPEU
$745M
$55.8K 0.02%
1,383
+5
+0.4% +$186
TLRY icon
116
Tilray
TLRY
$622M
$55.2K 0.02%
2,401
-8
-0.3% -$154
HTGC icon
117
Hercules Capital
HTGC
$3.23B
$54.7K 0.02%
3,282
+81
+3% +$1.28K
PAYX icon
118
Paychex
PAYX
$42.7B
$53.6K 0.02%
450
– –
ABT icon
119
Abbott
ABT
$187B
$53.4K 0.02%
485
– –
VYMI icon
120
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$53.2K 0.02%
800
– –
PFE icon
121
Pfizer
PFE
$153B
$52.7K 0.02%
1,830
-25
-1% -$756
EWI icon
122
iShares MSCI Italy ETF
EWI
$1.08B
$52.1K 0.02%
1,536
-828,340
-100% -$26.3M
NUV icon
123
Nuveen Municipal Value Fund
NUV
$1.91B
$51.8K 0.02%
6,023
– –
PTON icon
124
Peloton Interactive
PTON
$2.49B
$48.7K 0.02%
8,002
– –
MKC icon
125
McCormick & Company Non-Voting
MKC
$14.2B
$48.4K 0.02%
707
– –
3 4
5
6 7

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Tradewinds Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Tradewinds Capital Management held 538 positions worth $251M, down 14% from $292M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Tradewinds Capital Management withdrew a net $58.7M in Q4 2023, closing 57 positions and reducing 62 holdings. Its most notable exit was Franklin FTSE Italy ETF, an estimated $87.4K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 3.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR S&P Global Natural Resources ETF worth $27.4M.

  • Tradewinds Capital Management's largest Q4 2023 buy was State Street SPDR S&P Global Natural Resources ETF: 484,178 shares worth $27.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2023, an estimated $27.7M increase.
  • Tradewinds Capital Management's biggest Q4 2023 reduction was iShares Convertible Bond ETF, cutting an estimated $45.5M.
  • Tradewinds Capital Management fully exited Franklin FTSE Italy ETF in Q4 2023, selling an estimated $87.4K.
  • Tradewinds Capital Management's ten largest holdings make up 83% of its $251M portfolio in Q4 2023.
  • Tradewinds Capital Management opened 32 new positions and closed 57 in Q4 2023.
  • Tradewinds Capital Management's portfolio value fell 14% quarter-over-quarter to $251M.

Based on Tradewinds Capital Management's 13F filing for Q4 2023, filed 1 Feb 2024.