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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
Cap. Flow
-$17.3M
Cap. Flow %
-5.92%
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$46.9M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$29.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$28.1M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$27.9M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$27.5M

Top Sells

Rank Stock Value
1
EWW icon
iShares MSCI Mexico ETF
EWW
+$28.5M
2
EWP icon
iShares MSCI Spain ETF
EWP
+$27.9M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$27.9M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$27.4M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Industrials 1.6%
3 Consumer Discretionary 0.99%
4 Financials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPD icon
101
Expeditors International
EXPD
$23.2B
$68.8K 0.02%
600
– –
SGOL icon
102
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$67.6K 0.02%
3,820
-4,851
-56% -$89.4K
KO icon
103
Coca-Cola
KO
$375B
$65.4K 0.02%
1,169
+3
+0.3% +$180
EWP icon
104
iShares MSCI Spain ETF
EWP
$2.21B
$62.1K 0.02%
2,257
-983,905
-100% -$27.9M
PFE icon
105
Pfizer
PFE
$153B
$61.5K 0.02%
1,855
– –
SCHC icon
106
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$60.9K 0.02%
1,888
-822,908
-100% -$27.9M
VZ icon
107
Verizon
VZ
$196B
$60.2K 0.02%
1,856
+4
+0.2% +$135
BROS icon
108
Dutch Bros
BROS
$9.26B
$59.7K 0.02%
2,569
– –
SIVR icon
109
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$59.5K 0.02%
2,797
-1,174,233
-100% -$26.5M
USB icon
110
US Bancorp
USB
$99.6B
$59.2K 0.02%
1,792
-1
-0.1% -$36
TLRY icon
111
Tilray
TLRY
$622M
$57.6K 0.02%
2,409
– –
AGG icon
112
iShares Core US Aggregate Bond ETF
AGG
$138B
$57.6K 0.02%
612
-190,645
-100% -$18.4M
AMAT icon
113
Applied Materials
AMAT
$428B
$55.4K 0.02%
400
– –
SPR
114
DELISTED
Spirit AeroSystems
SPR
$55.3K 0.02%
3,427
– –
MKC icon
115
McCormick & Company Non-Voting
MKC
$14.2B
$53.5K 0.02%
707
– –
HTGC icon
116
Hercules Capital
HTGC
$3.23B
$52.6K 0.02%
3,201
+75
+2% +$1.23K
T icon
117
AT&T
T
$163B
$52K 0.02%
3,459
+4
+0.1% +$59
PAYX icon
118
Paychex
PAYX
$42.7B
$51.9K 0.02%
450
– –
SCHR
119
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$51.8K 0.02%
2,160
-520,114
-100% -$12.7M
AUR icon
120
Aurora
AUR
$13.8B
$51.3K 0.02%
21,829
– –
META icon
121
Meta Platforms (Facebook)
META
$1.51T
$51K 0.02%
170
+35
+26% +$10.5K
NAD icon
122
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$50.9K 0.02%
5,018
– –
VB icon
123
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$50.1K 0.02%
265
– –
VKQ icon
124
Invesco Municipal Trust
VKQ
$551M
$49.9K 0.02%
5,988
– –
SPEU icon
125
State Street SPDR Portfolio Europe ETF
SPEU
$745M
$49.8K 0.02%
1,378
-2,326
-63% -$88.3K
3 4
5
6 7

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Tradewinds Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.

  • Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
  • Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
  • Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
  • Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
  • Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
  • Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
  • Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.

Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.