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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.82%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$318M
AUM Growth
+$103M
Cap. Flow
+$94M
Cap. Flow %
29.53%
Top 10 Hldgs %
82.04%
Holding
579
New
55
Increased
78
Reduced
100
Closed
85

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$34.5M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$29.2M
3
EWG icon
iShares MSCI Germany ETF
EWG
+$28.8M
4
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$28.6M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$28M

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$45.9M
2
EWW icon
iShares MSCI Mexico ETF
EWW
+$30.2M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.9M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.8M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.5M

Sector Composition

Rank Sector Weight
1 Technology 2.85%
2 Industrials 1.59%
3 Consumer Discretionary 0.87%
4 Financials 0.82%
5 Consumer Staples 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWR icon
101
Quanta Services
PWR
$101B
$69.2K 0.02%
415
– –
ADP icon
102
Automatic Data Processing
ADP
$108B
$68.1K 0.02%
306
-59
-16% -$13.3K
SPY icon
103
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$68K 0.02%
166
– –
MU icon
104
Micron Technology
MU
$991B
$67.9K 0.02%
1,125
– –
ALK icon
105
Alaska Air
ALK
$5.58B
$66.6K 0.02%
1,588
– –
T icon
106
AT&T
T
$163B
$66.2K 0.02%
3,436
+2
+0.1% +$38
EXPD icon
107
Expeditors International
EXPD
$23.2B
$66.1K 0.02%
600
– –
USB icon
108
US Bancorp
USB
$99.6B
$64.6K 0.02%
1,793
-161
-8% -$7.17K
SCHG icon
109
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$64.4K 0.02%
3,952
– –
TLRY icon
110
Tilray
TLRY
$622M
$61.2K 0.02%
2,417
-99
-4% -$2.83K
XLP icon
111
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$60.9K 0.02%
815
-224,445
-100% -$16.4M
UBER icon
112
Uber
UBER
$153B
$60.5K 0.02%
1,910
– –
XLU icon
113
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$59.9K 0.02%
1,770
-486,104
-100% -$16.5M
VKQ icon
114
Invesco Municipal Trust
VKQ
$551M
$59.4K 0.02%
5,988
– –
MKC icon
115
McCormick & Company Non-Voting
MKC
$14.2B
$58.8K 0.02%
707
– –
NAD icon
116
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$57.9K 0.02%
5,018
– –
XLI icon
117
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$57.4K 0.02%
567
-77
-12% -$7.75K
EL icon
118
Estee Lauder
EL
$32B
$54.2K 0.02%
220
– –
NUV icon
119
Nuveen Municipal Value Fund
NUV
$1.91B
$53.1K 0.02%
6,023
– –
PAYX icon
120
Paychex
PAYX
$42.7B
$51.6K 0.02%
450
-36
-7% -$4.1K
VB icon
121
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$50.2K 0.02%
265
+175
+194% +$33.9K
VYMI icon
122
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$49.6K 0.02%
+800
New +$49.9K
AMAT icon
123
Applied Materials
AMAT
$428B
$49.1K 0.02%
400
+395
+7,900% +$45.4K
ABT icon
124
Abbott
ABT
$187B
$49.1K 0.02%
485
-43
-8% -$4.54K
GS icon
125
Goldman Sachs
GS
$303B
$49.1K 0.02%
150
-2
-1% -$696
3 4
5
6 7

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Tradewinds Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Tradewinds Capital Management held 579 positions worth $318M, up 48% from $215M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Tradewinds Capital Management deployed $94M of net new capital in Q1 2023, opening 55 new positions and adding to 78 existing holdings. Its largest new stake was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, down from 3.3% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $45.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2023 buy was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Long Term Treasury ETF in Q1 2023, an estimated $29.2M increase.
  • Tradewinds Capital Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $45.9M.
  • Tradewinds Capital Management fully exited Franklin FTSE Mexico ETF in Q1 2023, selling an estimated $85.9K.
  • Tradewinds Capital Management's ten largest holdings make up 82% of its $318M portfolio in Q1 2023.
  • Tradewinds Capital Management opened 55 new positions and closed 85 in Q1 2023.
  • Tradewinds Capital Management's portfolio value rose 48% quarter-over-quarter to $318M.

Based on Tradewinds Capital Management's 13F filing for Q1 2023, filed 10 Apr 2023.