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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$215M
AUM Growth
-$29.4M
Cap. Flow
-$48.4M
Cap. Flow %
-22.54%
Top 10 Hldgs %
87.09%
Holding
542
New
55
Increased
106
Reduced
44
Closed
19

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.8M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.4M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$26.9M
4
EWW icon
iShares MSCI Mexico ETF
EWW
+$17.5M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$323K

Top Sells

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$28.4M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$28.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$26.6M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$25.9M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 3.35%
2 Industrials 2.32%
3 Financials 1.26%
4 Consumer Discretionary 1.13%
5 Healthcare 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PECO icon
101
Phillips Edison & Co
PECO
$5.24B
$56.6K 0.03%
1,777
+777
+78% +$23.9K
MU icon
102
Micron Technology
MU
$991B
$56.2K 0.03%
1,125
– –
PAYX icon
103
Paychex
PAYX
$42.7B
$56.2K 0.03%
486
+36
+8% +$4.21K
SCHG icon
104
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$54.9K 0.03%
3,952
– –
EL icon
105
Estee Lauder
EL
$32B
$54.6K 0.03%
220
– –
MMM icon
106
3M
MMM
$94.3B
$53.5K 0.02%
533
– –
XEL icon
107
Xcel Energy
XEL
$48.8B
$52.8K 0.02%
753
+81
+12% +$5.39K
GS icon
108
Goldman Sachs
GS
$303B
$52.2K 0.02%
152
– –
NUV icon
109
Nuveen Municipal Value Fund
NUV
$1.91B
$51.8K 0.02%
6,023
– –
AMGN icon
110
Amgen
AMGN
$222B
$51K 0.02%
194
+43
+28% +$11.5K
UBER icon
111
Uber
UBER
$153B
$47.2K 0.02%
1,910
– –
SPEU icon
112
State Street SPDR Portfolio Europe ETF
SPEU
$745M
$46.5K 0.02%
1,341
+5
+0.4% +$165
TIP icon
113
iShares TIPS Bond ETF
TIP
$14.7B
$45.9K 0.02%
431
– –
PSX icon
114
Phillips 66
PSX
$81.4B
$45.1K 0.02%
433
+128
+42% +$13.1K
CFLT
115
DELISTED
Confluent
CFLT
$44.5K 0.02%
2,000
– –
GNR icon
116
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$44.5K 0.02%
780
– –
NZF icon
117
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$43.5K 0.02%
3,597
– –
NVDA icon
118
NVIDIA
NVDA
$5.42T
$41.5K 0.02%
2,840
-150
-5% -$2.2K
IEFA icon
119
iShares Core MSCI EAFE ETF
IEFA
$196B
$40.7K 0.02%
660
+308
+88% +$18.1K
VKI icon
120
Invesco Advantage Municipal Income Trust II
VKI
$401M
$40.2K 0.02%
4,677
– –
HTGC icon
121
Hercules Capital
HTGC
$3.23B
$39K 0.02%
2,953
+73
+3% +$992
VTV icon
122
Vanguard Morningstar Value ETF
VTV
$192B
$38.5K 0.02%
274
+42
+18% +$5.79K
VUG icon
123
Vanguard Morningstar Growth ETF
VUG
$230B
$38.4K 0.02%
1,080
-930
-46% -$34.2K
AMT icon
124
American Tower
AMT
$80.4B
$38.1K 0.02%
180
+112
+165% +$23.3K
STWD icon
125
Starwood Property Trust
STWD
$6.09B
$36.7K 0.02%
2,000
– –
3 4
5
6 7

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Tradewinds Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Tradewinds Capital Management held 542 positions worth $215M, down 12% from $244M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Tradewinds Capital Management withdrew a net $48.4M in Q4 2022, closing 19 positions and reducing 44 holdings. Its most notable exit was Schwab Intermediately-Term US Treasury ETF, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 2.9% a quarter earlier, followed by Industrials and Financials.

Against the trend, Tradewinds Capital Management opened a new position in Franklin FTSE Mexico ETF worth $85.9K.

  • Tradewinds Capital Management's largest Q4 2022 buy was Franklin FTSE Mexico ETF: 3,506 shares worth $85.9K.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $27.8M increase.
  • Tradewinds Capital Management's biggest Q4 2022 reduction was iShares MSCI Brazil ETF, cutting an estimated $28.4M.
  • Tradewinds Capital Management fully exited Schwab Intermediately-Term US Treasury ETF in Q4 2022, selling an estimated $1.7M.
  • Tradewinds Capital Management's ten largest holdings make up 87% of its $215M portfolio in Q4 2022.
  • Tradewinds Capital Management opened 55 new positions and closed 19 in Q4 2022.
  • Tradewinds Capital Management's portfolio value fell 12% quarter-over-quarter to $215M.

Based on Tradewinds Capital Management's 13F filing for Q4 2022, filed 23 Jan 2023.