We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
101
IBM
IBM
$224B
$280K 0.04%
2,096
-96
-4% -$12K
FDX icon
102
FedEx
FDX
$75.4B
$277K 0.04%
1,071
– –
DEO icon
103
Diageo
DEO
$53.6B
$275K 0.04%
1,250
– –
TT icon
104
Trane Technologies
TT
$106B
$273K 0.04%
1,353
-77
-5% -$14.5K
VFH icon
105
Vanguard Financials ETF
VFH
$13.6B
$269K 0.04%
+2,784
New +$271K
MU icon
106
Micron Technology
MU
$991B
$268K 0.04%
2,875
– –
QCOM icon
107
Qualcomm
QCOM
$176B
$267K 0.04%
1,461
+4
+0.3% +$640
ECL icon
108
Ecolab
ECL
$79.9B
$264K 0.04%
1,127
– –
OKE icon
109
Oneok
OKE
$54.5B
$262K 0.04%
4,451
+26
+0.6% +$1.61K
DUK icon
110
Duke Energy
DUK
$97.3B
$258K 0.04%
2,458
+5
+0.2% +$507
DFAC icon
111
Dimensional US Core Equity 2 ETF
DFAC
$49.4B
$257K 0.04%
8,855
-667
-7% -$18.8K
MRK icon
112
Merck
MRK
$318B
$243K 0.04%
3,166
+50
+2% +$3.98K
GLD icon
113
SPDR Gold Trust
GLD
$141B
$239K 0.04%
1,396
– –
SFBC
114
Sound Financial Bancorp
SFBC
$111M
$236K 0.04%
5,371
– –
ABBV icon
115
AbbVie
ABBV
$435B
$227K 0.03%
1,678
+200
+14% +$23.6K
ADP icon
116
Automatic Data Processing
ADP
$108B
$227K 0.03%
919
– –
PYPL icon
117
PayPal
PYPL
$50.5B
$225K 0.03%
1,193
+97
+9% +$21K
SWK icon
118
Stanley Black & Decker
SWK
$15.7B
$225K 0.03%
1,192
+20
+2% +$3.69K
CTXS
119
DELISTED
Citrix Systems Inc
CTXS
$225K 0.03%
2,380
– –
CCB icon
120
Coastal Financial
CCB
$693M
$210K 0.03%
4,155
+50
+1% +$2.07K
NKE icon
121
Nike
NKE
$61.9B
$209K 0.03%
1,256
+667
+113% +$110K
KO icon
122
Coca-Cola
KO
$375B
$208K 0.03%
3,511
– –
JWN
123
DELISTED
Nordstrom
JWN
$207K 0.03%
9,162
+50
+0.5% +$1.32K
GE icon
124
GE Aerospace
GE
$384B
$206K 0.03%
3,494
+173
+5% +$10.9K
SPY icon
125
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$206K 0.03%
434
+1
+0.2% +$459
3 4
5
6 7

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.