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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHX icon
101
Schwab US Large- Cap ETF
SCHX
$74.6B
$244K 0.04%
14,070
-882
-6% -$15.7K
SFBC
102
Sound Financial Bancorp
SFBC
$111M
$242K 0.04%
5,371
– –
DEO icon
103
Diageo
DEO
$53.6B
$241K 0.04%
1,250
– –
JWN
104
DELISTED
Nordstrom
JWN
$241K 0.04%
9,112
– –
DUK icon
105
Duke Energy
DUK
$97.3B
$239K 0.04%
2,453
+197
+9% +$20.4K
ECL icon
106
Ecolab
ECL
$79.9B
$235K 0.04%
1,127
– –
FDX icon
107
FedEx
FDX
$75.4B
$235K 0.04%
1,071
+66
+7% +$17.9K
MRK icon
108
Merck
MRK
$318B
$234K 0.04%
3,116
-84
-3% -$6.39K
VIG icon
109
Vanguard Dividend Appreciation ETF
VIG
$114B
$230K 0.04%
1,500
– –
GLD icon
110
SPDR Gold Trust
GLD
$142B
$229K 0.04%
1,396
– –
GE icon
111
GE Aerospace
GE
$384B
$213K 0.04%
3,321
+28
+0.9% +$1.8K
QQQ icon
112
Invesco QQQ Trust
QQQ
$481B
$210K 0.04%
587
-2
-0.3% -$737
TRP icon
113
TC Energy
TRP
$65.9B
$209K 0.04%
4,343
– –
TMUS icon
114
T-Mobile US
TMUS
$190B
$207K 0.04%
1,624
– –
SWK icon
115
Stanley Black & Decker
SWK
$15.7B
$205K 0.03%
1,172
– –
MU icon
116
Micron Technology
MU
$991B
$204K 0.03%
2,875
-100
-3% -$7.51K
TXN icon
117
Texas Instruments
TXN
$261B
$202K 0.03%
1,051
+1
+0.1% +$191
WFC icon
118
Wells Fargo
WFC
$264B
$193K 0.03%
4,159
+1
+0% +$46
QCOM icon
119
Qualcomm
QCOM
$176B
$188K 0.03%
1,457
+5
+0.3% +$709
SPY icon
120
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$186K 0.03%
433
+277
+178% +$122K
ADP icon
121
Automatic Data Processing
ADP
$108B
$184K 0.03%
919
+299
+48% +$61.6K
KO icon
122
Coca-Cola
KO
$375B
$184K 0.03%
3,511
– –
HDB icon
123
HDFC Bank
HDB
$121B
$183K 0.03%
5,020
-1,016
-17% -$37.7K
SRE icon
124
Sempra
SRE
$54.8B
$181K 0.03%
2,864
– –
REGN icon
125
Regeneron Pharmaceuticals
REGN
$80.8B
$178K 0.03%
294
+44
+18% +$27.3K
3 4
5
6 7

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.