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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHX icon
101
Schwab US Large- Cap ETF
SCHX
$74.6B
$243K 0.05%
15,192
-1,056
-6% -$16.5K
ECL icon
102
Ecolab
ECL
$79.9B
$241K 0.05%
1,127
– –
USB icon
103
US Bancorp
USB
$99.6B
$239K 0.05%
4,321
-210
-5% -$10.5K
MRK icon
104
Merck
MRK
$318B
$238K 0.05%
3,239
+140
+5% +$10.3K
TT icon
105
Trane Technologies
TT
$106B
$237K 0.05%
1,430
– –
HDB icon
106
HDFC Bank
HDB
$121B
$234K 0.05%
6,036
-700
-10% -$27.4K
SWK icon
107
Stanley Black & Decker
SWK
$15.7B
$234K 0.05%
1,172
– –
SFBC
108
Sound Financial Bancorp
SFBC
$111M
$224K 0.04%
5,371
– –
GLD icon
109
SPDR Gold Trust
GLD
$142B
$223K 0.04%
1,396
+5
+0.4% +$840
OKE icon
110
Oneok
OKE
$54.5B
$221K 0.04%
4,366
+33
+0.8% +$1.5K
VIG icon
111
Vanguard Dividend Appreciation ETF
VIG
$114B
$221K 0.04%
1,500
– –
GE icon
112
GE Aerospace
GE
$384B
$215K 0.04%
3,287
-60
-2% -$3.63K
IBM icon
113
IBM
IBM
$224B
$213K 0.04%
1,669
-171
-9% -$20.5K
SCHG icon
114
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$209K 0.04%
12,872
-728
-5% -$11.8K
DEO icon
115
Diageo
DEO
$53.6B
$205K 0.04%
1,250
-62
-5% -$10.1K
TMUS icon
116
T-Mobile US
TMUS
$190B
$203K 0.04%
1,624
– –
QCOM icon
117
Qualcomm
QCOM
$176B
$199K 0.04%
1,501
+20
+1% +$2.88K
TRP icon
118
TC Energy
TRP
$65.9B
$199K 0.04%
4,343
-1,075
-20% -$47.7K
TXN icon
119
Texas Instruments
TXN
$261B
$198K 0.04%
1,048
+3
+0.3% +$521
SRE icon
120
Sempra
SRE
$54.8B
$190K 0.04%
2,864
– –
KO icon
121
Coca-Cola
KO
$375B
$189K 0.04%
3,587
– –
UAL icon
122
United Airlines
UAL
$42.1B
$188K 0.04%
3,260
+210
+7% +$10.3K
VEA icon
123
Vanguard FTSE Developed Markets ETF
VEA
$237B
$183K 0.04%
3,733
+1,573
+73% +$76.8K
QQQ icon
124
Invesco QQQ Trust
QQQ
$481B
$168K 0.03%
526
-247
-32% -$79K
DUK icon
125
Duke Energy
DUK
$97.3B
$167K 0.03%
1,725
-8
-0.5% -$730
3 4
5
6 7

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.