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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECL icon
101
Ecolab
ECL
$79.9B
$244K 0.05%
1,127
– –
HDB icon
102
HDFC Bank
HDB
$121B
$243K 0.05%
6,736
– –
MRK icon
103
Merck
MRK
$318B
$242K 0.05%
3,099
– –
QQQ icon
104
Invesco QQQ Trust
QQQ
$481B
$242K 0.05%
773
-1
-0.1% -$294
JPM icon
105
JPMorgan Chase
JPM
$950B
$228K 0.05%
1,795
– –
QCOM icon
106
Qualcomm
QCOM
$176B
$226K 0.05%
1,481
+62
+4% +$8.63K
IBM icon
107
IBM
IBM
$224B
$221K 0.05%
1,840
+74
+4% +$8.55K
TRP icon
108
TC Energy
TRP
$65.9B
$221K 0.05%
5,418
– –
TMUS icon
109
T-Mobile US
TMUS
$190B
$219K 0.05%
1,624
– –
SCHG icon
110
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$218K 0.05%
13,600
+2,024
+17% +$30.7K
VIG icon
111
Vanguard Dividend Appreciation ETF
VIG
$114B
$212K 0.05%
1,500
-937
-38% -$127K
LOW icon
112
Lowe's Companies
LOW
$125B
$211K 0.05%
1,312
– –
USB icon
113
US Bancorp
USB
$99.6B
$211K 0.05%
4,531
– –
SWK icon
114
Stanley Black & Decker
SWK
$15.7B
$209K 0.05%
1,172
– –
DEO icon
115
Diageo
DEO
$53.6B
$208K 0.05%
1,312
– –
TT icon
116
Trane Technologies
TT
$106B
$208K 0.05%
1,430
– –
KO icon
117
Coca-Cola
KO
$375B
$197K 0.04%
3,587
-333
-8% -$17.2K
SRE icon
118
Sempra
SRE
$54.8B
$182K 0.04%
2,864
– –
GE icon
119
GE Aerospace
GE
$384B
$180K 0.04%
3,347
+383
+13% +$17.2K
TXN icon
120
Texas Instruments
TXN
$261B
$172K 0.04%
1,045
+252
+32% +$39.2K
SFBC
121
Sound Financial Bancorp
SFBC
$111M
$171K 0.04%
5,371
– –
OKE icon
122
Oneok
OKE
$54.5B
$166K 0.04%
4,333
+46
+1% +$1.55K
IWF icon
123
iShares Russell 1000 Growth ETF
IWF
$128B
$165K 0.04%
2,732
– –
LUV icon
124
Southwest Airlines
LUV
$23B
$161K 0.03%
3,464
+1
+0% +$43
DUK icon
125
Duke Energy
DUK
$97.3B
$159K 0.03%
1,733
-145
-8% -$13.4K
3 4
5
6 7

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.