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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWK icon
101
Stanley Black & Decker
SWK
$15.7B
$190K 0.05%
1,172
– –
TMUS icon
102
T-Mobile US
TMUS
$190B
$186K 0.04%
1,624
+71
+5% +$7.87K
DEO icon
103
Diageo
DEO
$53.6B
$181K 0.04%
1,312
– –
JPM icon
104
JPMorgan Chase
JPM
$950B
$173K 0.04%
1,795
-200
-10% -$19.6K
TT icon
105
Trane Technologies
TT
$106B
$173K 0.04%
1,430
– –
SRE icon
106
Sempra
SRE
$54.8B
$169K 0.04%
2,864
– –
HDB icon
107
HDFC Bank
HDB
$121B
$168K 0.04%
6,736
– –
QCOM icon
108
Qualcomm
QCOM
$176B
$167K 0.04%
1,419
+120
+9% +$12.8K
SCHG icon
109
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$167K 0.04%
11,576
+728
+7% +$10.1K
DUK icon
110
Duke Energy
DUK
$97.3B
$166K 0.04%
1,878
+2
+0.1% +$165
USB icon
111
US Bancorp
USB
$99.6B
$162K 0.04%
4,531
– –
SFBC
112
Sound Financial Bancorp
SFBC
$111M
$157K 0.04%
5,371
– –
SGEN
113
DELISTED
Seagen Inc. Common Stock
SGEN
$152K 0.04%
775
-30
-4% -$5.02K
EFA icon
114
iShares MSCI EAFE ETF
EFA
$80.2B
$148K 0.04%
2,329
– –
IWF icon
115
iShares Russell 1000 Growth ETF
IWF
$128B
$148K 0.04%
2,732
– –
NUV icon
116
Nuveen Municipal Value Fund
NUV
$1.91B
$148K 0.04%
13,863
– –
REGN icon
117
Regeneron Pharmaceuticals
REGN
$80.8B
$140K 0.03%
250
-10
-4% -$6.06K
LUV icon
118
Southwest Airlines
LUV
$23B
$130K 0.03%
3,463
– –
FTV icon
119
Fortive
FTV
$18.6B
$127K 0.03%
2,634
-523
-17% -$23.9K
TSLA icon
120
Tesla
TSLA
$1.3T
$127K 0.03%
885
+510
+136% +$60.2K
D icon
121
Dominion Energy
D
$59.3B
$122K 0.03%
1,548
+18
+1% +$1.41K
XEL icon
122
Xcel Energy
XEL
$48.8B
$118K 0.03%
1,711
– –
AMCR icon
123
Amcor
AMCR
$22.1B
$117K 0.03%
2,122
– –
TXN icon
124
Texas Instruments
TXN
$261B
$113K 0.03%
793
-10
-1% -$1.36K
ADP icon
125
Automatic Data Processing
ADP
$108B
$112K 0.03%
800
– –
3 4
5
6 7

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.