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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+15.85%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$388M
AUM Growth
+$68.6M
Cap. Flow
+$19.8M
Cap. Flow %
5.11%
Top 10 Hldgs %
64.91%
Holding
758
New
61
Increased
102
Reduced
129
Closed
65

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$28.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.4M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$19.7M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$14.6M

Top Sells

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$29.4M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$13.9M
5
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$13.9M

Sector Composition

Rank Sector Weight
1 Technology 18.78%
2 Consumer Discretionary 3.59%
3 Industrials 2.6%
4 Healthcare 1.61%
5 Communication Services 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
101
US Bancorp
USB
$99.6B
$167K 0.04%
4,531
-360
-7% -$12.8K
SWK icon
102
Stanley Black & Decker
SWK
$15.7B
$163K 0.04%
1,172
-153
-12% -$18.5K
BABA icon
103
Alibaba
BABA
$308B
$162K 0.04%
750
+50
+7% +$10.4K
REGN icon
104
Regeneron Pharmaceuticals
REGN
$80.8B
$162K 0.04%
260
+10
+4% +$5.68K
TMUS icon
105
T-Mobile US
TMUS
$190B
$162K 0.04%
1,553
+1,466
+1,685% +$141K
KO icon
106
Coca-Cola
KO
$375B
$158K 0.04%
3,532
-45
-1% -$2.07K
HDB icon
107
HDFC Bank
HDB
$121B
$153K 0.04%
6,736
– –
DUK icon
108
Duke Energy
DUK
$97.3B
$150K 0.04%
1,876
-155
-8% -$13.1K
JWN
109
DELISTED
Nordstrom
JWN
$144K 0.04%
9,322
-277
-3% -$4.88K
EFA icon
110
iShares MSCI EAFE ETF
EFA
$80.2B
$142K 0.04%
2,329
– –
NUV icon
111
Nuveen Municipal Value Fund
NUV
$1.91B
$141K 0.04%
13,863
– –
OKE icon
112
Oneok
OKE
$54.5B
$141K 0.04%
4,238
+44
+1% +$1.43K
SCHG icon
113
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$138K 0.04%
10,848
+8
+0.1% +$93
SGEN
114
DELISTED
Seagen Inc. Common Stock
SGEN
$137K 0.04%
805
-100
-11% -$14.9K
FTV icon
115
Fortive
FTV
$18.6B
$135K 0.03%
3,157
– –
FDX icon
116
FedEx
FDX
$75.4B
$133K 0.03%
950
-10
-1% -$1.26K
IWF icon
117
iShares Russell 1000 Growth ETF
IWF
$128B
$131K 0.03%
2,732
– –
HYMB icon
118
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$130K 0.03%
4,604
-662,020
-99% -$17.9M
SFBC
119
Sound Financial Bancorp
SFBC
$111M
$128K 0.03%
5,371
– –
TT icon
120
Trane Technologies
TT
$106B
$127K 0.03%
1,430
– –
EWA icon
121
iShares MSCI Australia ETF
EWA
$1.45B
$125K 0.03%
6,482
-237
-4% -$4.18K
D icon
122
Dominion Energy
D
$59.3B
$124K 0.03%
1,530
+2
+0.1% +$160
ADP icon
123
Automatic Data Processing
ADP
$108B
$119K 0.03%
800
– –
LUV icon
124
Southwest Airlines
LUV
$23B
$118K 0.03%
3,463
+2,300
+198% +$73.1K
QCOM icon
125
Qualcomm
QCOM
$176B
$118K 0.03%
1,299
-40
-3% -$3.21K
3 4
5
6 7

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Tradewinds Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Tradewinds Capital Management held 758 positions worth $388M, up 21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q2 2020, opening 61 new positions and adding to 102 existing holdings. Its largest new stake was Schwab US TIPS ETF: 973,682 shares worth $29.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund, an estimated $29.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2020 buy was Schwab US TIPS ETF: 973,682 shares worth $29.2M.
  • Tradewinds Capital Management added most to iShares Core US Aggregate Bond ETF in Q2 2020, an estimated $25.4M increase.
  • Tradewinds Capital Management's biggest Q2 2020 reduction was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund, cutting an estimated $29.4M.
  • Tradewinds Capital Management fully exited Sprint Corporation in Q2 2020, selling an estimated $128K.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $388M portfolio in Q2 2020.
  • Tradewinds Capital Management opened 61 new positions and closed 65 in Q2 2020.
  • Tradewinds Capital Management's portfolio value rose 21% quarter-over-quarter to $388M.

Based on Tradewinds Capital Management's 13F filing for Q2 2020, filed 11 Aug 2020.