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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-11.39%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$678K
Cap. Flow
+$52.3M
Cap. Flow %
16.37%
Top 10 Hldgs %
64.89%
Holding
783
New
80
Increased
123
Reduced
123
Closed
88

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$33.5M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$16.7M
3
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$16M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$15.8M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.9M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$23.1M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$15.9M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$13.9M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.3M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$12.8M

Sector Composition

Rank Sector Weight
1 Technology 17.62%
2 Consumer Discretionary 3.53%
3 Industrials 2.76%
4 Healthcare 1.8%
5 Consumer Staples 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
101
Alibaba
BABA
$308B
$136K 0.04%
700
+34
+5% +$7.1K
NUV icon
102
Nuveen Municipal Value Fund
NUV
$1.91B
$135K 0.04%
13,863
-2,160
-13% -$22.7K
SWK icon
103
Stanley Black & Decker
SWK
$15.7B
$133K 0.04%
1,325
– –
HDB icon
104
HDFC Bank
HDB
$121B
$130K 0.04%
6,736
– –
S
105
DELISTED
Sprint Corporation
S
$128K 0.04%
14,828
– –
SCI icon
106
Service Corp International
SCI
$11.6B
$126K 0.04%
+3,218
New +$150K
EFA icon
107
iShares MSCI EAFE ETF
EFA
$80.2B
$125K 0.04%
2,329
-2,366
-50% -$150K
REGN icon
108
Regeneron Pharmaceuticals
REGN
$80.8B
$122K 0.04%
250
-15
-6% -$6.19K
TT icon
109
Trane Technologies
TT
$106B
$118K 0.04%
1,430
– –
FDX icon
110
FedEx
FDX
$75.4B
$116K 0.04%
960
+10
+1% +$1.41K
SFBC
111
Sound Financial Bancorp
SFBC
$111M
$115K 0.04%
5,371
– –
D icon
112
Dominion Energy
D
$59.3B
$110K 0.03%
1,528
+53
+4% +$4.33K
FTV icon
113
Fortive
FTV
$18.6B
$110K 0.03%
3,157
– –
ADP icon
114
Automatic Data Processing
ADP
$108B
$109K 0.03%
800
– –
SCHG icon
115
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$108K 0.03%
10,840
-5,704
-34% -$65.1K
OTEL
116
DELISTED
Otelco, Inc. Class A
OTEL
$108K 0.03%
22,950
– –
GE icon
117
GE Aerospace
GE
$384B
$105K 0.03%
2,659
-3,698
-58% -$197K
EWA icon
118
iShares MSCI Australia ETF
EWA
$1.48B
$104K 0.03%
6,719
-2,107
-24% -$43.1K
SGEN
119
DELISTED
Seagen Inc. Common Stock
SGEN
$104K 0.03%
905
-242
-21% -$26.8K
IWF icon
120
iShares Russell 1000 Growth ETF
IWF
$128B
$103K 0.03%
2,732
– –
PM icon
121
Philip Morris
PM
$295B
$103K 0.03%
1,408
-65
-4% -$5.35K
UAL icon
122
United Airlines
UAL
$42.1B
$103K 0.03%
3,250
+200
+7% +$13.2K
XEL icon
123
Xcel Energy
XEL
$48.8B
$103K 0.03%
1,711
– –
SLV icon
124
iShares Silver Trust
SLV
$30.9B
$102K 0.03%
7,812
+1,700
+28% +$26.7K
KR icon
125
Kroger
KR
$34.8B
$101K 0.03%
3,359
-144
-4% -$4.23K
3 4
5
6 7

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Tradewinds Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Tradewinds Capital Management held 783 positions worth $319M, up 0.21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $52.3M of net new capital in Q1 2020, opening 80 new positions and adding to 123 existing holdings. Its largest new stake was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab US Large- Cap ETF, an estimated $23.1M trimmed.

  • Tradewinds Capital Management's largest Q1 2020 buy was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
  • Tradewinds Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2020, an estimated $33.5M increase.
  • Tradewinds Capital Management's biggest Q1 2020 reduction was Schwab US Large- Cap ETF, cutting an estimated $23.1M.
  • Tradewinds Capital Management fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, selling an estimated $1.47M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $319M portfolio in Q1 2020.
  • Tradewinds Capital Management opened 80 new positions and closed 88 in Q1 2020.
  • Tradewinds Capital Management's portfolio value rose 0.21% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q1 2020, filed 11 May 2020.