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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKE icon
101
Oneok
OKE
$54.5B
$204K 0.06%
2,694
-161
-6% -$11.5K
EWA icon
102
iShares MSCI Australia ETF
EWA
$1.45B
$200K 0.06%
8,826
-650,519
-99% -$14.6M
DUK icon
103
Duke Energy
DUK
$97.6B
$193K 0.06%
2,118
+31
+1% +$2.84K
SFBC
104
Sound Financial Bancorp
SFBC
$111M
$193K 0.06%
5,371
+4,371
+437% +$156K
KO icon
105
Coca-Cola
KO
$375B
$192K 0.06%
3,472
+1,551
+81% +$83.4K
SCHG icon
106
Schwab US Large-Cap Growth ETF
SCHG
$62.7B
$192K 0.06%
16,544
-8,320
-33% -$91.7K
TT icon
107
Trane Technologies
TT
$106B
$190K 0.06%
1,430
– –
NUV icon
108
Nuveen Municipal Value Fund
NUV
$1.9B
$171K 0.05%
16,023
– –
DAL icon
109
Delta Air Lines
DAL
$60.3B
$167K 0.05%
2,850
– –
GXC icon
110
State Street SPDR S&P China ETF
GXC
$482M
$159K 0.05%
1,552
-147,512
-99% -$14.2M
VCSH icon
111
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$156K 0.05%
1,930
+19
+1% +$1.54K
PRU icon
112
Prudential Financial
PRU
$42B
$155K 0.05%
1,652
+40
+2% +$3.67K
FTV icon
113
Fortive
FTV
$18.7B
$152K 0.05%
3,157
-362
-10% -$16.3K
FDX icon
114
FedEx
FDX
$75.4B
$144K 0.05%
950
– –
NVDA icon
115
NVIDIA
NVDA
$5.4T
$143K 0.04%
24,360
+12,720
+109% +$66.2K
WFC icon
116
Wells Fargo
WFC
$264B
$143K 0.04%
2,652
+6
+0.2% +$314
BABA icon
117
Alibaba
BABA
$308B
$141K 0.04%
666
+117
+21% +$22K
TSN icon
118
Tyson Foods
TSN
$20.5B
$141K 0.04%
1,545
-30
-2% -$2.58K
MU icon
119
Micron Technology
MU
$989B
$140K 0.04%
2,606
+1,090
+72% +$52.1K
UDR icon
120
UDR
UDR
$12.3B
$139K 0.04%
2,970
– –
ABBV icon
121
AbbVie
ABBV
$434B
$137K 0.04%
1,552
+70
+5% +$5.81K
ADP icon
122
Automatic Data Processing
ADP
$108B
$136K 0.04%
800
– –
RTN
123
DELISTED
Raytheon Company
RTN
$132K 0.04%
600
– –
SGEN
124
DELISTED
Seagen Inc. Common Stock
SGEN
$131K 0.04%
1,147
+175
+18% +$18.6K
COP icon
125
ConocoPhillips
COP
$141B
$125K 0.04%
1,919
+1,185
+161% +$69.7K
3 4
5
6 7

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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.