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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCJ
101
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$146K 0.06%
6,944
+934
+16% +$19.7K
PRU icon
102
Prudential Financial
PRU
$41.8B
$145K 0.06%
1,612
+1
+0.1% +$91
UDR icon
103
UDR
UDR
$12.3B
$144K 0.06%
2,970
– –
FDX icon
104
FedEx
FDX
$75.4B
$138K 0.05%
950
-20
-2% -$3.23K
TSN icon
105
Tyson Foods
TSN
$20.4B
$136K 0.05%
1,575
+30
+2% +$2.55K
WFC icon
106
Wells Fargo
WFC
$264B
$133K 0.05%
2,646
+5
+0.2% +$236
ADP icon
107
Automatic Data Processing
ADP
$108B
$129K 0.05%
800
– –
TXN icon
108
Texas Instruments
TXN
$261B
$124K 0.05%
961
+92
+11% +$11.3K
PM icon
109
Philip Morris
PM
$295B
$122K 0.05%
1,612
+139
+9% +$11K
D icon
110
Dominion Energy
D
$59.3B
$118K 0.05%
1,459
+16
+1% +$1.24K
RTN
111
DELISTED
Raytheon Company
RTN
$118K 0.05%
600
– –
SCHV
112
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$115K 0.05%
6,069
+27
+0.4% +$505
ALL icon
113
Allstate
ALL
$67.5B
$114K 0.05%
1,045
– –
ABBV icon
114
AbbVie
ABBV
$435B
$112K 0.04%
1,482
-205
-12% -$14.1K
ALK icon
115
Alaska Air
ALK
$5.58B
$111K 0.04%
1,716
-30
-2% -$1.89K
XEL icon
116
Xcel Energy
XEL
$48.8B
$111K 0.04%
1,711
– –
CSX icon
117
CSX Corp
CSX
$93.1B
$107K 0.04%
4,635
+3
+0.1% +$70
SLV icon
118
iShares Silver Trust
SLV
$30.7B
$107K 0.04%
6,712
– –
KO icon
119
Coca-Cola
KO
$375B
$105K 0.04%
1,921
+216
+13% +$11.6K
GER
120
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$103K 0.04%
+2,365
New +$107K
AXP icon
121
American Express
AXP
$230B
$101K 0.04%
856
+136
+19% +$16.7K
ITW icon
122
Illinois Tool Works
ITW
$85.3B
$101K 0.04%
643
-74
-10% -$11.2K
TLH icon
123
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$97K 0.04%
+648
New +$95.3K
BABA icon
124
Alibaba
BABA
$308B
$92K 0.04%
549
– –
S
125
DELISTED
Sprint Corporation
S
$91K 0.04%
14,828
– –
3 4
5
6 7

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.