TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
This Quarter Return
-13.25%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$203M
AUM Growth
+$203M
Cap. Flow
-$22.5M
Cap. Flow %
-11.08%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
131
Closed
74

Top Buys

1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$12.1M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
$10.5M
3
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$10.1M
4
SLYG icon
SPDR S&P 600 Small Cap Growth ETF
SLYG
$4.54M
5
BANR icon
Banner Corp
BANR
$1.07M

Top Sells

1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$20M
2
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$11.7M
3
MLPA icon
Global X MLP ETF
MLPA
$9.73M
4
SLYV icon
SPDR S&P 600 Small Cap Value ETF
SLYV
$7.11M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
$4.13M

Sector Composition

1 Technology 21.48%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.7%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DUK icon
101
Duke Energy
DUK
$94.3B
$180K 0.09%
2,082
-149
-7% -$12.9K
WFC icon
102
Wells Fargo
WFC
$257B
$176K 0.09%
3,815
-666
-15% -$30.7K
HDB icon
103
HDFC Bank
HDB
$180B
$174K 0.09%
1,684
– –
ASXC
104
DELISTED
Asensus Surgical, Inc.
ASXC
$168K 0.08%
74,500
+51,780
+228% +$117K
FTV icon
105
Fortive
FTV
$15.8B
$166K 0.08%
2,454
+180
+8% +$12.2K
SWK icon
106
Stanley Black & Decker
SWK
$11.3B
$159K 0.08%
1,325
– –
FDX icon
107
FedEx
FDX
$53.2B
$157K 0.08%
975
– –
LLY icon
108
Eli Lilly
LLY
$658B
$156K 0.08%
1,345
– –
NUV icon
109
Nuveen Municipal Value Fund
NUV
$1.8B
$149K 0.07%
16,023
– –
O icon
110
Realty Income
O
$52.8B
$146K 0.07%
2,317
– –
VCSH icon
111
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.3B
$146K 0.07%
1,875
+18
+1% +$1.4K
BSCJ
112
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$144K 0.07%
6,850
+2,205
+47% +$46.4K
DAL icon
113
Delta Air Lines
DAL
$40.3B
$142K 0.07%
2,850
– –
OKE icon
114
Oneok
OKE
$46.5B
$138K 0.07%
2,560
– –
AKP
115
DELISTED
Alliance Californa Muni Fd
AKP
$137K 0.07%
10,000
– –
WY icon
116
Weyerhaeuser
WY
$17.9B
$133K 0.07%
6,067
-1,050
-15% -$23K
TT icon
117
Trane Technologies
TT
$89.9B
$130K 0.06%
1,430
-260
-15% -$23.6K
PRU icon
118
Prudential Financial
PRU
$37.6B
$127K 0.06%
1,563
+1
+0.1% +$81
CWB icon
119
SPDR Bloomberg Convertible Securities ETF
CWB
$4.39B
$126K 0.06%
2,690
-249,730
-99% -$11.7M
QQQ icon
120
Invesco QQQ Trust
QQQ
$363B
$124K 0.06%
806
+100
+14% +$15.4K
LOW icon
121
Lowe's Companies
LOW
$146B
$121K 0.06%
1,312
– –
UDR icon
122
UDR
UDR
$12.6B
$118K 0.06%
2,970
– –
BMY icon
123
Bristol-Myers Squibb
BMY
$96.6B
$114K 0.06%
2,187
-500
-19% -$26.1K
SRE icon
124
Sempra
SRE
$53.2B
$114K 0.06%
1,055
– –
ADP icon
125
Automatic Data Processing
ADP
$121B
$108K 0.05%
825
– –
3 4
5
6 7