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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
101
Duke Energy
DUK
$96B
$180K 0.09%
2,082
-149
-7% -$12.7K
WFC icon
102
Wells Fargo
WFC
$261B
$176K 0.09%
3,815
-666
-15% -$34.1K
HDB icon
103
HDFC Bank
HDB
$121B
$174K 0.09%
6,736
– –
ASXC
104
DELISTED
Asensus Surgical, Inc.
ASXC
$168K 0.08%
5,731
+3,983
+228% +$181K
FTV icon
105
Fortive
FTV
$18.4B
$166K 0.08%
3,891
+285
+8% +$13.4K
SWK icon
106
Stanley Black & Decker
SWK
$15.5B
$159K 0.08%
1,325
– –
FDX icon
107
FedEx
FDX
$75.1B
$157K 0.08%
975
– –
LLY icon
108
Eli Lilly
LLY
$1.05T
$156K 0.08%
1,345
– –
NUV icon
109
Nuveen Municipal Value Fund
NUV
$1.91B
$149K 0.07%
16,023
– –
O icon
110
Realty Income
O
$59.2B
$146K 0.07%
2,391
– –
VCSH icon
111
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$146K 0.07%
1,875
+18
+1% +$1.4K
BSCJ
112
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$144K 0.07%
6,850
+2,205
+47% +$46.4K
DAL icon
113
Delta Air Lines
DAL
$60.4B
$142K 0.07%
2,850
– –
OKE icon
114
Oneok
OKE
$54.6B
$138K 0.07%
2,560
– –
AKP
115
DELISTED
Alliance Californa Muni Fd
AKP
$137K 0.07%
10,000
– –
WY icon
116
Weyerhaeuser
WY
$18.6B
$133K 0.07%
6,067
-1,050
-15% -$28K
TT icon
117
Trane Technologies
TT
$106B
$130K 0.06%
1,430
-260
-15% -$25.6K
PRU icon
118
Prudential Financial
PRU
$41.8B
$127K 0.06%
1,563
+1
+0.1% +$92
CWB icon
119
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.68B
$126K 0.06%
2,690
-249,730
-99% -$12.6M
QQQ icon
120
Invesco QQQ Trust
QQQ
$483B
$124K 0.06%
806
+100
+14% +$16.7K
LOW icon
121
Lowe's Companies
LOW
$124B
$121K 0.06%
1,312
– –
UDR icon
122
UDR
UDR
$12.3B
$118K 0.06%
2,970
– –
BMY icon
123
Bristol-Myers Squibb
BMY
$131B
$114K 0.06%
2,187
-500
-19% -$26.9K
SRE icon
124
Sempra
SRE
$54.7B
$114K 0.06%
2,110
– –
ADP icon
125
Automatic Data Processing
ADP
$108B
$108K 0.05%
825
– –
3 4
5
6 7

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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.