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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WY icon
101
Weyerhaeuser
WY
$18.4B
$230K 0.09%
7,117
+570
+9% +$19.8K
MCD icon
102
McDonald's
MCD
$195B
$221K 0.08%
1,319
+100
+8% +$16K
RSPU icon
103
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$530M
$202K 0.08%
4,616
+1,312
+40% +$57.5K
DHR icon
104
Danaher
DHR
$144B
$201K 0.08%
2,085
– –
MUE
105
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$200K 0.08%
16,600
– –
SWK icon
106
Stanley Black & Decker
SWK
$15.7B
$194K 0.07%
1,325
– –
FTV icon
107
Fortive
FTV
$18.6B
$191K 0.07%
3,606
-317
-8% -$16.3K
DEO icon
108
Diageo
DEO
$53.6B
$186K 0.07%
1,312
-75
-5% -$10.8K
ESV
109
DELISTED
Ensco Rowan plc
ESV
$180K 0.07%
5,325
– –
DUK icon
110
Duke Energy
DUK
$97.3B
$178K 0.07%
2,231
– –
OKE icon
111
Oneok
OKE
$54.5B
$174K 0.07%
2,560
– –
TT icon
112
Trane Technologies
TT
$106B
$173K 0.07%
1,690
– –
KR icon
113
Kroger
KR
$34.8B
$171K 0.07%
5,876
+516
+10% +$15.4K
BMY icon
114
Bristol-Myers Squibb
BMY
$132B
$167K 0.06%
2,687
-150
-5% -$8.9K
DAL icon
115
Delta Air Lines
DAL
$60.1B
$165K 0.06%
2,850
– –
VKI icon
116
Invesco Advantage Municipal Income Trust II
VKI
$401M
$165K 0.06%
15,700
– –
HDB icon
117
HDFC Bank
HDB
$121B
$158K 0.06%
6,736
-4,564
-40% -$116K
PRU icon
118
Prudential Financial
PRU
$41.8B
$158K 0.06%
1,562
+1
+0.1% +$99
LOW icon
119
Lowe's Companies
LOW
$125B
$151K 0.06%
1,312
– –
NUV icon
120
Nuveen Municipal Value Fund
NUV
$1.91B
$150K 0.06%
16,023
– –
TXN icon
121
Texas Instruments
TXN
$261B
$148K 0.06%
1,376
-96
-7% -$10.7K
VCSH icon
122
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$145K 0.06%
1,857
+12
+0.7% +$938
LLY icon
123
Eli Lilly
LLY
$1.06T
$144K 0.06%
1,345
– –
QCOM icon
124
Qualcomm
QCOM
$176B
$144K 0.06%
1,993
-21
-1% -$1.38K
AKP
125
DELISTED
Alliance Californa Muni Fd
AKP
$136K 0.05%
10,000
– –
3 4
5
6 7

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MCM
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Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.