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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAL icon
101
United Airlines
UAL
$39.4B
$206K 0.1%
3,050
– –
TXN icon
102
Texas Instruments
TXN
$252B
$205K 0.1%
1,961
+7
+0.4% +$682
FTV icon
103
Fortive
FTV
$17.9B
$196K 0.1%
4,304
– –
PYPL icon
104
PayPal
PYPL
$48.9B
$196K 0.1%
2,666
+16
+0.6% +$1.16K
DHR icon
105
Danaher
DHR
$137B
$195K 0.1%
2,367
-868
-27% -$70.6K
XOM icon
106
ExxonMobil
XOM
$644B
$194K 0.09%
2,319
– –
T icon
107
AT&T
T
$159B
$192K 0.09%
6,543
+717
+12% +$19.6K
BMY icon
108
Bristol-Myers Squibb
BMY
$133B
$188K 0.09%
3,063
+1,118
+57% +$69.9K
DUK icon
109
Duke Energy
DUK
$97.8B
$188K 0.09%
2,235
-31
-1% -$2.71K
TMO icon
110
Thermo Fisher Scientific
TMO
$213B
$184K 0.09%
968
– –
PRU icon
111
Prudential Financial
PRU
$42.4B
$179K 0.09%
1,560
– –
UNP icon
112
Union Pacific
UNP
$174B
$178K 0.09%
1,330
– –
PM icon
113
Philip Morris
PM
$297B
$174K 0.08%
1,648
– –
MON
114
DELISTED
Monsanto Co
MON
$174K 0.08%
1,492
-19
-1% -$2.26K
DEO icon
115
Diageo
DEO
$49B
$172K 0.08%
1,176
– –
PHYS icon
116
Sprott Physical Gold
PHYS
$14.6B
$152K 0.07%
14,326
+500
+4% +$5.2K
TT icon
117
Trane Technologies
TT
$100B
$151K 0.07%
1,690
– –
OKE icon
118
Oneok
OKE
$57.2B
$147K 0.07%
2,757
+197
+8% +$10.5K
VCSH icon
119
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$144K 0.07%
1,822
+11
+0.6% +$877
HAL icon
120
Halliburton
HAL
$26.9B
$139K 0.07%
2,845
– –
AKP
121
DELISTED
Alliance Californa Muni Fd
AKP
$136K 0.07%
10,000
– –
GLTR icon
122
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.47B
$135K 0.07%
2,074
-4,021
-66% -$256K
SCHF icon
123
Schwab International Equity ETF
SCHF
$66.6B
$135K 0.07%
7,952
-15,480
-66% -$263K
ESV
124
DELISTED
Ensco Rowan plc
ESV
$127K 0.06%
5,354
+29
+0.5% +$643
DAL icon
125
Delta Air Lines
DAL
$57.5B
$126K 0.06%
2,250
– –
3 4
5
6 7

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.