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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
101
Duke Energy
DUK
$97.8B
$190K 0.1%
2,266
-483
-18% -$41.4K
XOM icon
102
ExxonMobil
XOM
$644B
$190K 0.1%
2,319
-515
-18% -$40.9K
CTXS
103
DELISTED
Citrix Systems Inc
CTXS
$190K 0.1%
2,474
– –
MCD icon
104
McDonald's
MCD
$192B
$188K 0.1%
1,202
– –
UAL icon
105
United Airlines
UAL
$39.4B
$186K 0.09%
3,050
– –
PM icon
106
Philip Morris
PM
$297B
$183K 0.09%
1,648
– –
TMO icon
107
Thermo Fisher Scientific
TMO
$213B
$183K 0.09%
968
– –
MON
108
DELISTED
Monsanto Co
MON
$181K 0.09%
1,511
– –
TXN icon
109
Texas Instruments
TXN
$252B
$175K 0.09%
1,954
+7
+0.4% +$576
T icon
110
AT&T
T
$159B
$172K 0.09%
5,826
-17
-0.3% -$483
PYPL icon
111
PayPal
PYPL
$48.9B
$170K 0.09%
2,650
-150
-5% -$8.99K
PRU icon
112
Prudential Financial
PRU
$42.4B
$166K 0.08%
1,560
+1
+0.1% +$107
NUV icon
113
Nuveen Municipal Value Fund
NUV
$1.92B
$164K 0.08%
16,023
– –
DEO icon
114
Diageo
DEO
$49B
$155K 0.08%
1,176
– –
UNP icon
115
Union Pacific
UNP
$174B
$154K 0.08%
1,330
– –
TT icon
116
Trane Technologies
TT
$100B
$151K 0.08%
1,690
– –
VCSH icon
117
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$145K 0.07%
1,811
+10
+0.6% +$801
PHYS icon
118
Sprott Physical Gold
PHYS
$14.6B
$144K 0.07%
13,826
+1,364
+11% +$14.2K
OKE icon
119
Oneok
OKE
$57.2B
$142K 0.07%
2,560
– –
TLK icon
120
Telkom Indonesia
TLK
$14.5B
$138K 0.07%
4,014
– –
AKP
121
DELISTED
Alliance Californa Muni Fd
AKP
$138K 0.07%
10,000
– –
GIS icon
122
General Mills
GIS
$19.1B
$135K 0.07%
2,605
+1,459
+127% +$80K
QQQ icon
123
Invesco QQQ Trust
QQQ
$453B
$135K 0.07%
925
+1
+0.1% +$143
ESL
124
DELISTED
Esterline Technologies
ESL
$135K 0.07%
1,500
– –
EWA icon
125
iShares MSCI Australia ETF
EWA
$1.39B
$132K 0.07%
+5,884
New +$132K
3 4
5
6 7

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PDL
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MCM
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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.