TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
1-Year Return 18.61%
This Quarter Return
+3.11%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.83%
Top 10 Hldgs %
53.19%
Holding
765
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$10.2M
2
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$10.1M
3
ZDEU
SPDR Solactive Germany ETF
ZDEU
$9.91M
4
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$9.89M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
$9.71M

Top Sells

1
SCHF icon
Schwab International Equity ETF
SCHF
$15.8M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
$7.86M
3
SLYV icon
SPDR S&P 600 Small Cap Value ETF
SLYV
$4.35M
4
SLYG icon
SPDR S&P 600 Small Cap Growth ETF
SLYG
$3.97M
5
MDYV icon
SPDR S&P 400 Mid Cap Value ETF
MDYV
$3.16M

Sector Composition

1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWK icon
101
Stanley Black & Decker
SWK
$12.1B
$186K 0.1%
1,325
– –
MCD icon
102
McDonald's
MCD
$224B
$184K 0.1%
1,202
-527
-30% -$80.7K
MON
103
DELISTED
Monsanto Co
MON
$179K 0.09%
1,511
– –
FTV icon
104
Fortive
FTV
$16.2B
$172K 0.09%
3,243
– –
OTEL
105
DELISTED
Otelco, Inc. Class A
OTEL
$172K 0.09%
22,950
– –
PRU icon
106
Prudential Financial
PRU
$37.2B
$169K 0.09%
1,559
– –
TMO icon
107
Thermo Fisher Scientific
TMO
$186B
$169K 0.09%
968
+1
+0.1% +$175
T icon
108
AT&T
T
$212B
$167K 0.09%
5,843
-86
-1% -$2.46K
ABBV icon
109
AbbVie
ABBV
$375B
$165K 0.09%
2,269
– –
NUV icon
110
Nuveen Municipal Value Fund
NUV
$1.82B
$160K 0.08%
16,023
– –
SCHV icon
111
Schwab US Large-Cap Value ETF
SCHV
$13.2B
$159K 0.08%
9,483
-166,815
-95% -$2.8M
TT icon
112
Trane Technologies
TT
$92.1B
$154K 0.08%
1,690
– –
PYPL icon
113
PayPal
PYPL
$65.2B
$150K 0.08%
2,800
-525
-16% -$28.1K
TXN icon
114
Texas Instruments
TXN
$171B
$150K 0.08%
1,947
-41
-2% -$3.16K
UNP icon
115
Union Pacific
UNP
$131B
$145K 0.08%
1,330
– –
VCSH icon
116
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$144K 0.08%
1,801
+10
+0.6% +$800
ESL
117
DELISTED
Esterline Technologies
ESL
$142K 0.07%
1,500
– –
DEO icon
118
Diageo
DEO
$61.3B
$141K 0.07%
1,176
– –
AKP
119
DELISTED
Alliance Californa Muni Fd
AKP
$137K 0.07%
10,000
– –
TLK icon
120
Telkom Indonesia
TLK
$19.2B
$135K 0.07%
4,014
-400
-9% -$13.5K
OKE icon
121
Oneok
OKE
$45.7B
$134K 0.07%
2,560
-200
-7% -$10.5K
QQQ icon
122
Invesco QQQ Trust
QQQ
$368B
$127K 0.07%
924
+20
+2% +$2.75K
PHYS icon
123
Sprott Physical Gold
PHYS
$12.8B
$126K 0.07%
12,462
– –
TWX
124
DELISTED
Time Warner Inc
TWX
$126K 0.07%
1,258
-33
-3% -$3.31K
S
125
DELISTED
Sprint Corporation
S
$123K 0.06%
14,977
– –
3 4
5
6 7