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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWK icon
101
Stanley Black & Decker
SWK
$14.5B
$186K 0.1%
1,325
– –
MCD icon
102
McDonald's
MCD
$193B
$184K 0.1%
1,202
-527
-30% -$76.2K
MON
103
DELISTED
Monsanto Co
MON
$179K 0.09%
1,511
– –
FTV icon
104
Fortive
FTV
$18B
$172K 0.09%
4,304
– –
OTEL
105
DELISTED
Otelco, Inc. Class A
OTEL
$172K 0.09%
22,950
– –
PRU icon
106
Prudential Financial
PRU
$42.6B
$169K 0.09%
1,559
– –
TMO icon
107
Thermo Fisher Scientific
TMO
$214B
$169K 0.09%
968
+1
+0.1% +$168
T icon
108
AT&T
T
$164B
$167K 0.09%
5,843
-86
-1% -$2.54K
ABBV icon
109
AbbVie
ABBV
$465B
$165K 0.09%
2,269
– –
NUV icon
110
Nuveen Municipal Value Fund
NUV
$1.91B
$160K 0.08%
16,023
– –
SCHV
111
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$159K 0.08%
9,483
-166,815
-95% -$2.77M
TT icon
112
Trane Technologies
TT
$98.8B
$154K 0.08%
1,690
– –
PYPL icon
113
PayPal
PYPL
$49.9B
$150K 0.08%
2,800
-525
-16% -$25.8K
TXN icon
114
Texas Instruments
TXN
$248B
$150K 0.08%
1,947
-41
-2% -$3.29K
UNP icon
115
Union Pacific
UNP
$174B
$145K 0.08%
1,330
– –
VCSH icon
116
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$144K 0.08%
1,801
+10
+0.6% +$799
ESL
117
DELISTED
Esterline Technologies
ESL
$142K 0.07%
1,500
– –
DEO icon
118
Diageo
DEO
$49.6B
$141K 0.07%
1,176
– –
AKP
119
DELISTED
Alliance Californa Muni Fd
AKP
$137K 0.07%
10,000
– –
TLK icon
120
Telkom Indonesia
TLK
$14.2B
$135K 0.07%
4,014
-400
-9% -$13K
OKE icon
121
Oneok
OKE
$56.7B
$134K 0.07%
2,560
-200
-7% -$10.3K
QQQ icon
122
Invesco QQQ Trust
QQQ
$436B
$127K 0.07%
924
+20
+2% +$2.75K
PHYS icon
123
Sprott Physical Gold
PHYS
$14.6B
$126K 0.07%
12,462
– –
TWX
124
DELISTED
Time Warner Inc
TWX
$126K 0.07%
1,258
-33
-3% -$3.27K
S
125
DELISTED
Sprint Corporation
S
$123K 0.06%
14,977
– –
3 4
5
6 7

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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.