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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$559K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWK icon
101
Stanley Black & Decker
SWK
$14.8B
$176K 0.11%
1,325
– –
EIX icon
102
Edison International
EIX
$27.5B
$175K 0.11%
2,200
– –
MON
103
DELISTED
Monsanto Co
MON
$171K 0.11%
1,511
+407
+37% +$45K
PRU icon
104
Prudential Financial
PRU
$42.7B
$166K 0.1%
1,559
-43
-3% -$4.64K
FTV icon
105
Fortive
FTV
$18B
$163K 0.1%
4,304
– –
OTEL
106
DELISTED
Otelco, Inc. Class A
OTEL
$162K 0.1%
22,950
– –
TXN icon
107
Texas Instruments
TXN
$246B
$160K 0.1%
1,988
+8
+0.4% +$620
NUV icon
108
Nuveen Municipal Value Fund
NUV
$1.91B
$157K 0.1%
16,023
+10,000
+166% +$97K
OKE icon
109
Oneok
OKE
$55.6B
$153K 0.1%
2,760
– –
TMO icon
110
Thermo Fisher Scientific
TMO
$213B
$149K 0.09%
967
– –
ABBV icon
111
AbbVie
ABBV
$433B
$148K 0.09%
2,269
+1,057
+87% +$66.5K
SGEN
112
DELISTED
Seagen Inc. Common Stock
SGEN
$147K 0.09%
2,344
+52
+2% +$3.25K
PYPL icon
113
PayPal
PYPL
$49.5B
$143K 0.09%
3,325
-380
-10% -$15.9K
VCSH icon
114
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$143K 0.09%
1,791
+6
+0.3% +$477
HAL icon
115
Halliburton
HAL
$26.6B
$142K 0.09%
2,879
+35
+1% +$1.88K
UNP icon
116
Union Pacific
UNP
$173B
$141K 0.09%
1,330
-89
-6% -$9.49K
TLK icon
117
Telkom Indonesia
TLK
$15B
$138K 0.09%
4,414
-200
-4% -$5.91K
TT icon
118
Trane Technologies
TT
$101B
$137K 0.09%
1,690
+140
+9% +$11.1K
DEO icon
119
Diageo
DEO
$49.2B
$136K 0.09%
1,176
+92
+8% +$10.3K
AKP
120
DELISTED
Alliance Californa Muni Fd
AKP
$133K 0.08%
10,000
– –
S
121
DELISTED
Sprint Corporation
S
$130K 0.08%
14,977
-153
-1% -$1.34K
JNUG icon
122
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$379M
$129K 0.08%
100
– –
ESL
123
DELISTED
Esterline Technologies
ESL
$129K 0.08%
1,500
– –
PHYS icon
124
Sprott Physical Gold
PHYS
$14.6B
$127K 0.08%
12,462
+4,523
+57% +$45.3K
SLV icon
125
iShares Silver Trust
SLV
$28B
$127K 0.08%
7,372
+410
+6% +$6.79K
3 4
5
6 7

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GWAG
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PDL
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AAS
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FGAM
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MCM
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KF
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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.