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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
101
JPMorgan Chase
JPM
$956B
$173K 0.11%
2,002
-171
-8% -$13K
SCHX icon
102
Schwab US Large- Cap ETF
SCHX
$74.2B
$171K 0.11%
19,260
+1,056
+6% +$9.17K
PRU icon
103
Prudential Financial
PRU
$41.1B
$167K 0.11%
1,602
+1
+0.1% +$95
EIX icon
104
Edison International
EIX
$26.4B
$158K 0.1%
2,200
– –
OKE icon
105
Oneok
OKE
$54.9B
$158K 0.1%
2,760
– –
HAL icon
106
Halliburton
HAL
$26.6B
$154K 0.1%
2,844
+1
+0% +$50
SWK icon
107
Stanley Black & Decker
SWK
$15.6B
$152K 0.1%
1,325
– –
PM icon
108
Philip Morris
PM
$295B
$151K 0.1%
1,648
-25
-1% -$2.32K
UNP icon
109
Union Pacific
UNP
$175B
$147K 0.1%
1,419
+55
+4% +$5.41K
FTV icon
110
Fortive
FTV
$18.6B
$146K 0.1%
4,304
– –
PYPL icon
111
PayPal
PYPL
$49.6B
$146K 0.1%
3,705
-150
-4% -$6.03K
OTEL
112
DELISTED
Otelco, Inc. Class A
OTEL
$146K 0.1%
22,950
+12,950
+130% +$70.5K
TXN icon
113
Texas Instruments
TXN
$256B
$144K 0.09%
1,980
+8
+0.4% +$571
VCSH icon
114
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$142K 0.09%
1,785
+12
+0.7% +$957
TMO icon
115
Thermo Fisher Scientific
TMO
$213B
$136K 0.09%
967
– –
TLK icon
116
Telkom Indonesia
TLK
$14.6B
$135K 0.09%
4,614
-300
-6% -$9.08K
ESL
117
DELISTED
Esterline Technologies
ESL
$134K 0.09%
1,500
– –
AKP
118
DELISTED
Alliance Californa Muni Fd
AKP
$133K 0.09%
10,000
– –
TWX
119
DELISTED
Time Warner Inc
TWX
$131K 0.09%
1,357
-56
-4% -$4.99K
SQQQ icon
120
ProShares UltraPro Short QQQ
SQQQ
$1.72B
$130K 0.09%
1
– –
S
121
DELISTED
Sprint Corporation
S
$127K 0.08%
15,130
– –
SGEN
122
DELISTED
Seagen Inc. Common Stock
SGEN
$121K 0.08%
2,292
+343
+18% +$20.6K
TT icon
123
Trane Technologies
TT
$107B
$116K 0.08%
1,550
– –
MON
124
DELISTED
Monsanto Co
MON
$116K 0.08%
1,104
-400
-27% -$41K
EBAY icon
125
eBay
EBAY
$48B
$114K 0.08%
3,837
– –
3 4
5
6 7

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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.