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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$952K
Cap. Flow %
-0.67%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAL icon
101
United Airlines
UAL
$43.1B
$160K 0.11%
3,050
– –
EIX icon
102
Edison International
EIX
$26.3B
$159K 0.11%
2,200
– –
PYPL icon
103
PayPal
PYPL
$49.6B
$158K 0.11%
3,855
+75
+2% +$2.88K
SCHX icon
104
Schwab US Large- Cap ETF
SCHX
$74.1B
$157K 0.11%
18,204
+648
+4% +$5.56K
TMO icon
105
Thermo Fisher Scientific
TMO
$214B
$154K 0.11%
967
– –
AKP
106
DELISTED
Alliance Californa Muni Fd
AKP
$154K 0.11%
10,000
– –
MON
107
DELISTED
Monsanto Co
MON
$154K 0.11%
1,504
-235
-14% -$24.7K
JPM icon
108
JPMorgan Chase
JPM
$955B
$145K 0.1%
2,173
+501
+30% +$32.7K
VCSH icon
109
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$143K 0.1%
1,773
+10
+0.6% +$807
OKE icon
110
Oneok
OKE
$55B
$142K 0.1%
2,760
– –
FTV icon
111
Fortive
FTV
$18.5B
$138K 0.1%
+4,304
New +$138K
LOW icon
112
Lowe's Companies
LOW
$123B
$138K 0.1%
1,912
– –
TXN icon
113
Texas Instruments
TXN
$254B
$138K 0.1%
1,972
+6
+0.3% +$409
SQQQ icon
114
ProShares UltraPro Short QQQ
SQQQ
$1.75B
$134K 0.09%
1
– –
UNP icon
115
Union Pacific
UNP
$176B
$133K 0.09%
1,364
– –
PRU icon
116
Prudential Financial
PRU
$41.7B
$131K 0.09%
1,601
+43
+3% +$3.3K
HAL icon
117
Halliburton
HAL
$26.6B
$128K 0.09%
2,843
– –
EBAY icon
118
eBay
EBAY
$49.4B
$126K 0.09%
3,837
+75
+2% +$2.27K
QCOM icon
119
Qualcomm
QCOM
$165B
$122K 0.09%
1,785
+81
+5% +$4.93K
RDS.A
120
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$120K 0.08%
2,481
-116
-4% -$5.67K
SLV icon
121
iShares Silver Trust
SLV
$29.9B
$119K 0.08%
6,512
-1,842
-22% -$34.3K
TSN icon
122
Tyson Foods
TSN
$20.5B
$116K 0.08%
1,553
– –
ESL
123
DELISTED
Esterline Technologies
ESL
$114K 0.08%
1,500
– –
SRE icon
124
Sempra
SRE
$55.3B
$113K 0.08%
2,110
– –
ZBH icon
125
Zimmer Biomet
ZBH
$19B
$112K 0.08%
888
+1
+0.1% +$124
3 4
5
6 7

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.