We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIM
101
Eaton Vance Municipal Bond Fund
EIM
$491M
$177K 0.13%
12,500
– –
BAC icon
102
Bank of America
BAC
$435B
$171K 0.12%
12,853
-369
-3% -$5.18K
EIX icon
103
Edison International
EIX
$28.2B
$171K 0.12%
2,200
– –
TLK icon
104
Telkom Indonesia
TLK
$14.5B
$169K 0.12%
5,514
– –
AKP
105
DELISTED
Alliance Californa Muni Fd
AKP
$155K 0.11%
10,000
– –
WFC icon
106
Wells Fargo
WFC
$261B
$154K 0.11%
3,253
+147
+5% +$7.17K
LOW icon
107
Lowe's Companies
LOW
$117B
$151K 0.11%
1,912
– –
SLV icon
108
iShares Silver Trust
SLV
$28B
$149K 0.11%
8,354
– –
FDX icon
109
FedEx
FDX
$72.7B
$148K 0.11%
975
– –
SWK icon
110
Stanley Black & Decker
SWK
$14.3B
$147K 0.11%
1,325
– –
SCHX icon
111
Schwab US Large- Cap ETF
SCHX
$71.8B
$146K 0.1%
17,556
+6
+0% +$49
TMO icon
112
Thermo Fisher Scientific
TMO
$213B
$143K 0.1%
967
– –
VCSH icon
113
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$143K 0.1%
1,763
+9
+0.5% +$722
PM icon
114
Philip Morris
PM
$297B
$138K 0.1%
1,354
– –
PYPL icon
115
PayPal
PYPL
$48.9B
$138K 0.1%
3,780
– –
RDS.A
116
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$136K 0.1%
2,462
-814
-25% -$41.4K
OKE icon
117
Oneok
OKE
$57.2B
$131K 0.09%
2,760
– –
HAL icon
118
Halliburton
HAL
$26.9B
$129K 0.09%
2,843
+1
+0% +$41
UAL icon
119
United Airlines
UAL
$39.4B
$125K 0.09%
3,050
– –
KO icon
120
Coca-Cola
KO
$377B
$124K 0.09%
2,744
+174
+7% +$7.86K
TXN icon
121
Texas Instruments
TXN
$252B
$123K 0.09%
1,966
+7
+0.4% +$416
SRE icon
122
Sempra
SRE
$57.9B
$120K 0.09%
2,110
– –
UNP icon
123
Union Pacific
UNP
$174B
$119K 0.09%
1,364
+250
+22% +$21.1K
PRU icon
124
Prudential Financial
PRU
$42.4B
$111K 0.08%
1,558
+1
+0.1% +$75
UDR icon
125
UDR
UDR
$12.3B
$110K 0.08%
2,970
– –
3 4
5
6 7

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
GWAG
Garrett Wealth Advisory Group Weatherford, Texas $562M AUM 16.6% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AC
Addison Capital Conshohocken, Pennsylvania $562M AUM 18.57% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return

Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.