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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$147M
AUM Growth
+$8.37M
Cap. Flow
+$5.23M
Cap. Flow %
3.57%
Top 10 Hldgs %
45.23%
Holding
735
New
48
Increased
116
Reduced
88
Closed
100

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.27M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.1M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.07M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$930K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$461K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.23M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$418K
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$178K
5
VMI icon
Valmont Industries
VMI
+$111K

Sector Composition

Rank Sector Weight
1 Technology 23.15%
2 Industrials 6.7%
3 Consumer Discretionary 4.9%
4 Healthcare 4.42%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STJ
101
DELISTED
St Jude Medical
STJ
$216K 0.15%
3,920
– –
PFE icon
102
Pfizer
PFE
$149B
$212K 0.14%
7,529
+1,088
+17% +$31.1K
ENB icon
103
Enbridge
ENB
$113B
$207K 0.14%
5,317
– –
NEE icon
104
NextEra Energy
NEE
$176B
$206K 0.14%
6,952
– –
XOM icon
105
ExxonMobil
XOM
$642B
$200K 0.14%
2,396
-147
-6% -$11.8K
CTXS
106
DELISTED
Citrix Systems Inc
CTXS
$194K 0.13%
3,107
– –
MCD icon
107
McDonald's
MCD
$196B
$191K 0.13%
1,522
+115
+8% +$13.7K
DUK icon
108
Duke Energy
DUK
$96.6B
$190K 0.13%
2,350
+205
+10% +$15.5K
HDB icon
109
HDFC Bank
HDB
$122B
$183K 0.12%
11,900
– –
UAL icon
110
United Airlines
UAL
$41.9B
$183K 0.12%
3,050
– –
NQS
111
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$182K 0.12%
12,400
– –
BAC icon
112
Bank of America
BAC
$441B
$179K 0.12%
13,222
+371
+3% +$5.01K
MMM icon
113
3M
MMM
$93.2B
$175K 0.12%
1,257
-126
-9% -$16.2K
NPF
114
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$173K 0.12%
12,281
– –
DEO icon
115
Diageo
DEO
$51.6B
$171K 0.12%
1,584
-33
-2% -$3.49K
EIM
116
Eaton Vance Municipal Bond Fund
EIM
$495M
$166K 0.11%
12,500
– –
MON
117
DELISTED
Monsanto Co
MON
$166K 0.11%
1,889
-9
-0.5% -$812
FDX icon
118
FedEx
FDX
$74.7B
$159K 0.11%
975
– –
RDS.A
119
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$159K 0.11%
3,455
+474
+16% +$20.1K
EIX icon
120
Edison International
EIX
$25.9B
$158K 0.11%
2,200
– –
NXZ
121
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$153K 0.1%
10,300
– –
WFC icon
122
Wells Fargo
WFC
$265B
$150K 0.1%
3,106
-273
-8% -$13.4K
AKP
123
DELISTED
Alliance Californa Muni Fd
AKP
$148K 0.1%
10,000
– –
CCA
124
DELISTED
MFS California Municipal Fund
CCA
$147K 0.1%
12,000
– –
PYPL icon
125
PayPal
PYPL
$51.1B
$146K 0.1%
3,780
+150
+4% +$5.42K
3 4
5
6 7

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MCM
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PSC
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Tradewinds Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Tradewinds Capital Management held 735 positions worth $147M, up 6% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management deployed $5.23M of net new capital in Q1 2016, opening 48 new positions and adding to 116 existing holdings. Its largest new stake was ProShares UltraShort S&P500: 26 shares worth $50K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, an estimated $1.5M trimmed.

  • Tradewinds Capital Management's largest Q1 2016 buy was ProShares UltraShort S&P500: 26 shares worth $50K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2016, an estimated $3.27M increase.
  • Tradewinds Capital Management's biggest Q1 2016 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $1.5M.
  • Tradewinds Capital Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $178K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $147M portfolio in Q1 2016.
  • Tradewinds Capital Management opened 48 new positions and closed 100 in Q1 2016.
  • Tradewinds Capital Management's portfolio value rose 6% quarter-over-quarter to $147M.

Based on Tradewinds Capital Management's 13F filing for Q1 2016, filed 4 May 2016.