TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
This Quarter Return
+8.48%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$138M
AUM Growth
+$138M
Cap. Flow
+$948K
Cap. Flow %
0.68%
Top 10 Hldgs %
44.58%
Holding
732
New
48
Increased
114
Reduced
87
Closed
49

Top Buys

1
SCHH icon
Schwab US REIT ETF
SCHH
$8.4M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
$877K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
$347K
4
VKQ icon
Invesco Municipal Trust
VKQ
$152K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$137K

Top Sells

1
SCHF icon
Schwab International Equity ETF
SCHF
$7.55M
2
MSFT icon
Microsoft
MSFT
$1.61M
3
GOOG icon
Alphabet (Google) Class C
GOOG
$338K
4
SLYG icon
SPDR S&P 600 Small Cap Growth ETF
SLYG
$291K
5
MDYG icon
SPDR S&P 400 Mid Cap Growth ETF
MDYG
$290K

Sector Composition

1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XOM icon
101
Exxon Mobil
XOM
$477B
$198K 0.14%
2,543
-169
-6% -$13.2K
PFE icon
102
Pfizer
PFE
$141B
$197K 0.14%
6,111
-270
-4% -$8.72K
SE
103
DELISTED
Spectra Energy Corp Wi
SE
$195K 0.14%
8,130
– –
MON
104
DELISTED
Monsanto Co
MON
$187K 0.14%
1,898
– –
CTXS
105
DELISTED
Citrix Systems Inc
CTXS
$187K 0.14%
2,474
– –
WFC icon
106
Wells Fargo
WFC
$258B
$184K 0.13%
3,379
+1
+0% +$54
HDB icon
107
HDFC Bank
HDB
$181B
$183K 0.13%
2,975
– –
NEE icon
108
NextEra Energy, Inc.
NEE
$148B
$181K 0.13%
1,738
+46
+3% +$4.79K
PCL
109
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$178K 0.13%
3,733
+100
+3% +$4.77K
ENB icon
110
Enbridge
ENB
$105B
$176K 0.13%
5,317
– –
DEO icon
111
Diageo
DEO
$61.1B
$176K 0.13%
1,617
-75
-4% -$8.16K
UAL icon
112
United Airlines
UAL
$34.4B
$175K 0.13%
3,050
– –
NQS
113
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$174K 0.13%
12,400
– –
MMM icon
114
3M
MMM
$81B
$174K 0.13%
1,156
+105
+10% +$15.9K
NPF
115
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$168K 0.12%
12,281
– –
VTRS icon
116
Viatris
VTRS
$12.3B
$167K 0.12%
3,082
– –
MCD icon
117
McDonald's
MCD
$226B
$166K 0.12%
1,407
+47
+3% +$5.55K
EIM
118
Eaton Vance Municipal Bond Fund
EIM
$532M
$162K 0.12%
12,500
– –
DUK icon
119
Duke Energy
DUK
$94.5B
$153K 0.11%
2,145
+81
+4% +$5.78K
NXZ
120
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$146K 0.11%
10,300
– –
ESL
121
DELISTED
Esterline Technologies
ESL
$146K 0.11%
1,800
– –
LOW icon
122
Lowe's Companies
LOW
$146B
$145K 0.1%
1,912
-66
-3% -$5.01K
FDX icon
123
FedEx
FDX
$53.2B
$145K 0.1%
975
-11
-1% -$1.64K
CCA
124
DELISTED
MFS California Municipal Fund
CCA
$142K 0.1%
12,000
– –
AKP
125
DELISTED
Alliance Californa Muni Fd
AKP
$141K 0.1%
10,000
– –
3 4
5
6 7