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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$497K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
101
ExxonMobil
XOM
$642B
$198K 0.14%
2,543
-169
-6% -$13.5K
PFE icon
102
Pfizer
PFE
$149B
$197K 0.14%
6,441
-285
-4% -$8.97K
SE
103
DELISTED
Spectra Energy Corp Wi
SE
$195K 0.14%
8,130
– –
CTXS
104
DELISTED
Citrix Systems Inc
CTXS
$187K 0.14%
3,107
– –
MON
105
DELISTED
Monsanto Co
MON
$187K 0.14%
1,898
– –
WFC icon
106
Wells Fargo
WFC
$265B
$184K 0.13%
3,379
+1
+0% +$54
HDB icon
107
HDFC Bank
HDB
$122B
$183K 0.13%
11,900
– –
NEE icon
108
NextEra Energy
NEE
$176B
$181K 0.13%
6,952
+184
+3% +$4.66K
PCL
109
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$178K 0.13%
3,733
+100
+3% +$4.54K
DEO icon
110
Diageo
DEO
$51.6B
$176K 0.13%
1,617
-75
-4% -$8.46K
ENB icon
111
Enbridge
ENB
$113B
$176K 0.13%
5,317
– –
UAL icon
112
United Airlines
UAL
$41.9B
$175K 0.13%
3,050
– –
MMM icon
113
3M
MMM
$93.2B
$174K 0.13%
1,383
+126
+10% +$16.2K
NQS
114
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$174K 0.13%
12,400
– –
NPF
115
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$168K 0.12%
12,281
– –
VTRS icon
116
Viatris
VTRS
$19B
$167K 0.12%
3,082
– –
MCD icon
117
McDonald's
MCD
$196B
$166K 0.12%
1,407
+47
+3% +$5.25K
EIM
118
Eaton Vance Municipal Bond Fund
EIM
$495M
$162K 0.12%
12,500
– –
DUK icon
119
Duke Energy
DUK
$96.6B
$153K 0.11%
2,145
+81
+4% +$5.7K
ESL
120
DELISTED
Esterline Technologies
ESL
$146K 0.11%
1,800
– –
NXZ
121
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$146K 0.11%
10,300
– –
FDX icon
122
FedEx
FDX
$74.7B
$145K 0.1%
975
-11
-1% -$1.7K
LOW icon
123
Lowe's Companies
LOW
$122B
$145K 0.1%
1,912
-66
-3% -$4.9K
CCA
124
DELISTED
MFS California Municipal Fund
CCA
$142K 0.1%
12,000
– –
SWK icon
125
Stanley Black & Decker
SWK
$15.3B
$141K 0.1%
1,325
– –
3 4
5
6 7

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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.