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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.02%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$143M
AUM Growth
+$7.53M
Cap. Flow
+$8.33M
Cap. Flow %
5.85%
Top 10 Hldgs %
43.95%
Holding
729
New
88
Increased
134
Reduced
70
Closed
31

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.93M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$517K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$494K
5
PCAR icon
PACCAR
PCAR
+$281K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.12M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$889K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
4
SCHF icon
Schwab International Equity ETF
SCHF
+$219K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$132K

Sector Composition

Rank Sector Weight
1 Technology 23.72%
2 Industrials 7.4%
3 Healthcare 5.28%
4 Consumer Discretionary 4.68%
5 Financials 2.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
101
eBay
EBAY
$48.2B
$219K 0.15%
8,625
– –
DEO icon
102
Diageo
DEO
$48.9B
$216K 0.15%
1,862
– –
PGR icon
103
Progressive
PGR
$122B
$216K 0.15%
7,765
– –
NVG icon
104
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$212K 0.15%
15,626
– –
VTRS icon
105
Viatris
VTRS
$20.6B
$209K 0.15%
3,082
– –
T icon
106
AT&T
T
$160B
$203K 0.14%
7,559
-449
-6% -$11.6K
VNQ icon
107
Vanguard Real Estate ETF
VNQ
$39.2B
$202K 0.14%
2,705
+16
+0.6% +$1.28K
MON
108
DELISTED
Monsanto Co
MON
$202K 0.14%
1,898
-106
-5% -$12.3K
MMM icon
109
3M
MMM
$93B
$191K 0.13%
1,483
– –
NEE icon
110
NextEra Energy
NEE
$181B
$187K 0.13%
7,628
– –
WFC icon
111
Wells Fargo
WFC
$268B
$184K 0.13%
3,268
+113
+4% +$6.3K
HDB icon
112
HDFC Bank
HDB
$123B
$180K 0.13%
11,900
– –
CTXS
113
DELISTED
Citrix Systems Inc
CTXS
$174K 0.12%
3,107
– –
ESL
114
DELISTED
Esterline Technologies
ESL
$172K 0.12%
1,800
– –
ITW icon
115
Illinois Tool Works
ITW
$84.9B
$171K 0.12%
1,866
– –
FDX icon
116
FedEx
FDX
$74.4B
$164K 0.12%
961
+11
+1% +$1.91K
NQS
117
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$164K 0.12%
12,400
– –
UAL icon
118
United Airlines
UAL
$43.3B
$162K 0.11%
3,050
– –
RDS.A
119
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$155K 0.11%
2,726
-50
-2% -$3.04K
EIM
120
Eaton Vance Municipal Bond Fund
EIM
$494M
$152K 0.11%
12,500
– –
SLV icon
121
iShares Silver Trust
SLV
$29B
$152K 0.11%
10,119
+1,491
+17% +$23.4K
PCL
122
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$147K 0.1%
3,633
– –
DUK icon
123
Duke Energy
DUK
$96.7B
$146K 0.1%
2,062
-81
-4% -$6.12K
SWK icon
124
Stanley Black & Decker
SWK
$15.4B
$139K 0.1%
1,325
– –
NXZ
125
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$138K 0.1%
10,300
– –
3 4
5
6 7

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PDL
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AAS
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FGAM
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KF
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TCP
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Tradewinds Capital Management's Q2 2015 Portfolio in Review

As of Q2 2015, Tradewinds Capital Management held 729 positions worth $143M, up 5.6% from $135M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Tradewinds Capital Management deployed $8.33M of net new capital in Q2 2015, opening 88 new positions and adding to 134 existing holdings. Its largest new stake was Invesco International Dividend Achievers ETF: 5,895 shares worth $101K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 24% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $1.12M trimmed.

  • Tradewinds Capital Management's largest Q2 2015 buy was Invesco International Dividend Achievers ETF: 5,895 shares worth $101K.
  • Tradewinds Capital Management added most to Schwab Emerging Markets Equity ETF in Q2 2015, an estimated $6.93M increase.
  • Tradewinds Capital Management's biggest Q2 2015 reduction was Microsoft, cutting an estimated $1.12M.
  • Tradewinds Capital Management fully exited Lumos Pharma, Inc. Common Stock in Q2 2015, selling an estimated $83K.
  • Tradewinds Capital Management's ten largest holdings make up 44% of its $143M portfolio in Q2 2015.
  • Tradewinds Capital Management opened 88 new positions and closed 31 in Q2 2015.
  • Tradewinds Capital Management's portfolio value rose 5.6% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q2 2015, filed 30 Jul 2015.