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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$135M
AUM Growth
-$3.37M
Cap. Flow
-$2.69M
Cap. Flow %
-1.99%
Top 10 Hldgs %
43.02%
Holding
690
New
42
Increased
94
Reduced
84
Closed
49

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$8.99M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$2.62M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$150K
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$90.8K
5
QRVO icon
Qorvo
QRVO
+$65.6K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$10M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.27M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$833K
4
MSFT icon
Microsoft
MSFT
+$735K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$514K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 7.87%
3 Healthcare 5.49%
4 Consumer Discretionary 4.64%
5 Consumer Staples 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MON
101
DELISTED
Monsanto Co
MON
$226K 0.17%
2,004
-128
-6% -$15.2K
PEP icon
102
PepsiCo
PEP
$189B
$216K 0.16%
2,262
+33
+1% +$3.19K
PGR icon
103
Progressive
PGR
$125B
$211K 0.16%
7,765
– –
EBAY icon
104
eBay
EBAY
$50.1B
$209K 0.15%
8,625
– –
DEO icon
105
Diageo
DEO
$53.6B
$206K 0.15%
1,862
– –
ESL
106
DELISTED
Esterline Technologies
ESL
$206K 0.15%
1,800
– –
MMM icon
107
3M
MMM
$94.4B
$205K 0.15%
1,483
– –
UAL icon
108
United Airlines
UAL
$41.9B
$205K 0.15%
3,050
– –
NEE icon
109
NextEra Energy
NEE
$178B
$198K 0.15%
7,628
-4,780
-39% -$126K
T icon
110
AT&T
T
$163B
$197K 0.15%
8,008
-434
-5% -$11K
VTRS icon
111
Viatris
VTRS
$19.3B
$183K 0.14%
3,082
– –
ITW icon
112
Illinois Tool Works
ITW
$84.8B
$181K 0.13%
1,866
– –
HDB icon
113
HDFC Bank
HDB
$122B
$175K 0.13%
11,900
– –
NQS
114
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$175K 0.13%
12,400
– –
WFC icon
115
Wells Fargo
WFC
$262B
$172K 0.13%
3,155
-100
-3% -$5.4K
SPY icon
116
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$169K 0.13%
821
+728
+783% +$150K
NPF
117
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$168K 0.12%
12,081
– –
RDS.A
118
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$166K 0.12%
2,972
-20
-0.7% -$1.19K
DUK icon
119
Duke Energy
DUK
$97.5B
$165K 0.12%
2,143
+39
+2% +$3.17K
EIM
120
Eaton Vance Municipal Bond Fund
EIM
$498M
$161K 0.12%
12,500
– –
CTXS
121
DELISTED
Citrix Systems Inc
CTXS
$158K 0.12%
3,107
-1,130
-27% -$55.6K
PCL
122
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$158K 0.12%
3,633
– –
FDX icon
123
FedEx
FDX
$75.4B
$157K 0.12%
950
– –
LOW icon
124
Lowe's Companies
LOW
$124B
$147K 0.11%
1,978
– –
NXZ
125
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$146K 0.11%
10,300
– –
3 4
5
6 7

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AAS
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Tradewinds Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Tradewinds Capital Management held 690 positions worth $135M, down 2.4% from $138M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management's Q1 2015 filing shows 42 new, 94 increased, 84 reduced and 49 closed positions. Its largest new stake was Qorvo: 921 shares worth $73K. The largest sale was Schwab US REIT ETF, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q1 2015 buy was Qorvo: 921 shares worth $73K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q1 2015, an estimated $8.99M increase.
  • Tradewinds Capital Management's biggest Q1 2015 reduction was Schwab US REIT ETF, cutting an estimated $10M.
  • Tradewinds Capital Management fully exited Eaton Vance California Municipal Bond II Shares of Ben. Int. in Q1 2015, selling an estimated $145K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $135M portfolio in Q1 2015.
  • Tradewinds Capital Management opened 42 new positions and closed 49 in Q1 2015.
  • Tradewinds Capital Management's portfolio value fell 2.4% quarter-over-quarter to $135M.

Based on Tradewinds Capital Management's 13F filing for Q1 2015, filed 4 May 2015.