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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVG icon
101
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$220K 0.16%
15,626
– –
VNQ icon
102
Vanguard Real Estate ETF
VNQ
$39.2B
$218K 0.16%
2,689
+60
+2% +$4.71K
CTXS
103
DELISTED
Citrix Systems Inc
CTXS
$215K 0.16%
4,237
+1,256
+42% +$64.9K
T icon
104
AT&T
T
$158B
$214K 0.15%
8,442
-482
-5% -$12.5K
DEO icon
105
Diageo
DEO
$49.2B
$212K 0.15%
1,862
-100
-5% -$11.6K
PEP icon
106
PepsiCo
PEP
$189B
$211K 0.15%
2,229
+63
+3% +$6.04K
PGR icon
107
Progressive
PGR
$124B
$210K 0.15%
7,765
– –
EBAY icon
108
eBay
EBAY
$49.4B
$204K 0.15%
8,625
-927
-10% -$21K
MMM icon
109
3M
MMM
$93.9B
$204K 0.15%
1,483
-584
-28% -$75K
UAL icon
110
United Airlines
UAL
$43.1B
$204K 0.15%
3,050
– –
ESL
111
DELISTED
Esterline Technologies
ESL
$197K 0.14%
1,800
+1,000
+125% +$112K
RDS.A
112
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$187K 0.14%
+2,992
New +$193K
WFC icon
113
Wells Fargo
WFC
$270B
$178K 0.13%
3,255
-888
-21% -$47K
ITW icon
114
Illinois Tool Works
ITW
$85.5B
$177K 0.13%
1,866
+26
+1% +$2.37K
DUK icon
115
Duke Energy
DUK
$96.2B
$176K 0.13%
2,104
+1,638
+352% +$132K
VTRS icon
116
Viatris
VTRS
$20.6B
$174K 0.13%
3,082
-326
-10% -$17.5K
NQS
117
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$173K 0.13%
12,400
– –
NPF
118
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$169K 0.12%
12,081
+781
+7% +$10.7K
PCH
119
DELISTED
PotlatchDeltic
PCH
$167K 0.12%
4,000
-1,378
-26% -$58K
FDX icon
120
FedEx
FDX
$73.5B
$165K 0.12%
950
– –
EIM
121
Eaton Vance Municipal Bond Fund
EIM
$493M
$160K 0.12%
12,500
– –
HPQ icon
122
HP
HPQ
$26.1B
$159K 0.11%
8,738
-55
-0.6% -$922
BEN icon
123
Franklin Resources
BEN
$17.7B
$155K 0.11%
2,793
-210
-7% -$11.6K
PCL
124
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$155K 0.11%
3,633
– –
HDB icon
125
HDFC Bank
HDB
$123B
$151K 0.11%
11,900
– –
3 4
5
6 7

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.