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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MON
101
DELISTED
Monsanto Co
MON
$225K 0.17%
2,003
– –
NVG icon
102
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$220K 0.17%
15,626
-4,534
-22% -$65K
GLD icon
103
SPDR Gold Trust
GLD
$137B
$219K 0.17%
1,883
+187
+11% +$23.1K
PCH
104
DELISTED
PotlatchDeltic
PCH
$216K 0.16%
5,378
– –
WFC icon
105
Wells Fargo
WFC
$267B
$215K 0.16%
4,143
– –
PANW icon
106
Palo Alto Networks
PANW
$288B
$202K 0.15%
12,360
– –
PEP icon
107
PepsiCo
PEP
$188B
$202K 0.15%
2,166
-824
-28% -$75.2K
BIE
108
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$198K 0.15%
13,778
+5,213
+61% +$75.5K
PGR icon
109
Progressive
PGR
$125B
$196K 0.15%
7,765
– –
HAL icon
110
Halliburton
HAL
$27.2B
$194K 0.15%
3,008
– –
VNQ icon
111
Vanguard Real Estate ETF
VNQ
$39B
$189K 0.14%
2,629
+24
+0.9% +$1.81K
OKE icon
112
Oneok
OKE
$55.2B
$181K 0.14%
2,760
– –
NQS
113
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$170K 0.13%
12,400
– –
CTXS
114
DELISTED
Citrix Systems Inc
CTXS
$169K 0.13%
2,981
-1,244
-29% -$67.7K
BEN icon
115
Franklin Resources
BEN
$17.4B
$164K 0.12%
3,003
– –
AMX icon
116
America Movil
AMX
$71.7B
$157K 0.12%
6,240
– –
EIM
117
Eaton Vance Municipal Bond Fund
EIM
$493M
$157K 0.12%
12,500
– –
ITW icon
118
Illinois Tool Works
ITW
$85.1B
$155K 0.12%
1,840
-360
-16% -$31.1K
VTRS icon
119
Viatris
VTRS
$19.8B
$155K 0.12%
3,408
– –
FDX icon
120
FedEx
FDX
$74.8B
$153K 0.12%
950
– –
TLK icon
121
Telkom Indonesia
TLK
$14.8B
$152K 0.12%
6,324
– –
NPF
122
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$152K 0.12%
+11,300
New +$152K
UAL icon
123
United Airlines
UAL
$42.5B
$143K 0.11%
3,050
– –
NXZ
124
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$143K 0.11%
10,300
+7,300
+243% +$101K
HPQ icon
125
HP
HPQ
$25.7B
$142K 0.11%
8,793
-1,013
-10% -$16.4K
3 4
5
6 7

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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.