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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIA icon
101
Invesco Municipal Income Opportunities Trust
OIA
$288M
$240K 0.2%
36,392
+233
+0.6% +$1.52K
XOM icon
102
ExxonMobil
XOM
$642B
$237K 0.19%
2,430
-123
-5% -$11.7K
SPY icon
103
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$230K 0.19%
1,229
+261
+27% +$47.9K
BBF
104
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$229K 0.19%
17,200
+4,100
+31% +$53.4K
MON
105
DELISTED
Monsanto Co
MON
$223K 0.18%
1,963
+1
+0.1% +$111
WFC icon
106
Wells Fargo
WFC
$265B
$211K 0.17%
4,244
-322
-7% -$15K
GLD icon
107
SPDR Gold Trust
GLD
$138B
$210K 0.17%
1,696
+60
+4% +$7.48K
RDS.A
108
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$204K 0.17%
+2,992
New +$200K
VTRS icon
109
Viatris
VTRS
$19B
$202K 0.17%
4,129
– –
HAL icon
110
Halliburton
HAL
$27.1B
$200K 0.16%
3,391
-54
-2% -$2.88K
CTXS
111
DELISTED
Citrix Systems Inc
CTXS
$193K 0.16%
4,225
– –
PGR icon
112
Progressive
PGR
$125B
$188K 0.15%
7,765
– –
ITW icon
113
Illinois Tool Works
ITW
$84.8B
$186K 0.15%
2,291
+1
+0% +$81
VNQ icon
114
Vanguard Real Estate ETF
VNQ
$38.8B
$183K 0.15%
2,588
+81
+3% +$5.54K
TXN icon
115
Texas Instruments
TXN
$254B
$169K 0.14%
3,586
+56
+2% +$2.47K
OKE icon
116
Oneok
OKE
$55.4B
$164K 0.13%
2,760
-392
-12% -$22.9K
NQS
117
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$164K 0.13%
12,400
– –
BEN icon
118
Franklin Resources
BEN
$17.3B
$163K 0.13%
3,003
– –
S
119
DELISTED
Sprint Corporation
S
$154K 0.13%
16,755
– –
PCL
120
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$153K 0.13%
3,633
-590
-14% -$25.4K
BNDX icon
121
Vanguard Total International Bond ETF
BNDX
$82.1B
$151K 0.12%
+2,993
New +$150K
EIM
122
Eaton Vance Municipal Bond Fund
EIM
$495M
$149K 0.12%
12,500
– –
MDT icon
123
Medtronic
MDT
$110B
$149K 0.12%
2,417
-990
-29% -$57.7K
BP icon
124
BP
BP
$109B
$147K 0.12%
3,743
– –
HPQ icon
125
HP
HPQ
$25.8B
$144K 0.12%
9,806
-1,076
-10% -$14.5K
3 4
5
6 7

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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.