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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.43%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$123M
AUM Growth
–
Cap. Flow
+$119M
Cap. Flow
% of AUM
97.16%
Top 10 Holdings %
Top 10 Hldgs %
44.79%
Holding
611
New
609
Increased
–
Reduced
–
Closed
–
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$23.6M |
| 2 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$8.67M |
| 3 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$3.51M |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$3.17M |
| 5 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$2.78M |
Top Sells
No sells this quarter
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 27.7% |
| 2 | Industrials | 7.98% |
| 3 | Healthcare | 5.49% |
| 4 | Consumer Discretionary | 4.39% |
| 5 | Consumer Staples | 3.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Invesco Municipal Income Opportunities Trust
OIA
$287M
| $224K | 0.18% |
+36,159
| New | +$223K |
|
102
Meta Platforms (Facebook)
META
$1.5T
| $219K | 0.18% |
+3,999
| New | +$201K |
|
|
CTXS
103
DELISTED
Citrix Systems Inc
CTXS
| $213K | 0.17% |
+4,225
| New | +$201K |
|
104
Progressive
PGR
$124B
| $212K | 0.17% |
+7,765
| New | +$209K |
|
105
Wells Fargo
WFC
$270B
| $207K | 0.17% |
+4,566
| New | +$197K |
|
106
Medtronic
MDT
$110B
| $196K | 0.16% |
+3,407
| New | +$193K |
|
|
PCL
107
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
| $196K | 0.16% |
+4,223
| New | +$193K |
|
108
Illinois Tool Works
ITW
$85.5B
| $193K | 0.16% |
+2,290
| New | +$181K |
|
109
SPDR Gold Trust
GLD
$138B
| $190K | 0.16% |
+1,636
| New | +$201K |
|
110
UDR
UDR
$12.4B
| $182K | 0.15% |
+7,802
| New | +$187K |
|
|
S
111
DELISTED
Sprint Corporation
S
| $180K | 0.15% |
+16,755
| New | +$126K |
|
112
State Street SPDR S&P 500 ETF Trust
SPY
$819B
| $179K | 0.15% |
+968
| New | +$171K |
|
113
Viatris
VTRS
$20.6B
| $179K | 0.15% |
+4,129
| New | +$170K |
|
114
Halliburton
HAL
$26.5B
| $175K | 0.14% |
+3,445
| New | +$178K |
|
115
Vodafone
VOD
$35.4B
| $174K | 0.14% |
+4,349
| New | +$164K |
|
116
Franklin Resources
BEN
$17.7B
| $173K | 0.14% |
+3,003
| New | +$162K |
|
117
Oneok
OKE
$55B
| $172K | 0.14% |
+3,152
| New | +$158K |
|
118
McDonald's
MCD
$195B
| $167K | 0.14% |
+1,726
| New | +$166K |
|
|
BBF
119
DELISTED
BlackRock Municipal Income Investment Trust
BBF
| $163K | 0.13% |
+13,100
| New | +$163K |
|
120
Vanguard Real Estate ETF
VNQ
$39.2B
| $162K | 0.13% |
+2,507
| New | +$168K |
|
121
America Movil
AMX
$72.1B
| $155K | 0.13% |
+6,640
| New | +$145K |
|
122
Trane Technologies
TT
$106B
| $155K | 0.13% |
+2,515
| New | +$139K |
|
123
Texas Instruments
TXN
$254B
| $155K | 0.13% |
+3,530
| New | +$148K |
|
124
Philip Morris
PM
$294B
| $154K | 0.13% |
+1,765
| New | +$154K |
|
|
NQS
125
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
| $154K | 0.13% |
+12,400
| New | +$153K |
|
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Tradewinds Capital Management's Q4 2013 Portfolio in Review
Q4 2013 is the first quarter with a 13F filing on record for Tradewinds Capital Management, which disclosed 611 positions worth $123M. Its ten largest holdings account for 45% of the portfolio.
Its largest position is Microsoft: 648,626 shares worth $24.3M.
By sector, the portfolio is most concentrated in Technology at 28% of assets, followed by Industrials and Healthcare.
- Tradewinds Capital Management's largest Q4 2013 buy was Microsoft: 648,626 shares worth $24.3M.
- Tradewinds Capital Management's ten largest holdings make up 45% of its $123M portfolio in Q4 2013.
- Tradewinds Capital Management disclosed 611 positions in Q4 2013, its first 13F filing on record.
Based on Tradewinds Capital Management's 13F filing for Q4 2013, filed 10 Sep 2014.