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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$251M
AUM Growth
-$40.7M
Cap. Flow
-$58.7M
Cap. Flow %
-23.37%
Top 10 Hldgs %
82.56%
Holding
538
New
32
Increased
82
Reduced
62
Closed
57

Top Buys

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$27.7M
2
INDA icon
iShares MSCI India ETF
INDA
+$27.3M
3
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$26.6M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$20.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$19M

Top Sells

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$45.5M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$27.4M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$27.2M
4
EWG icon
iShares MSCI Germany ETF
EWG
+$26.7M
5
EWI icon
iShares MSCI Italy ETF
EWI
+$26.3M

Sector Composition

Rank Sector Weight
1 Technology 4.93%
2 Industrials 2.09%
3 Consumer Discretionary 1.36%
4 Financials 1.05%
5 Consumer Staples 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
76
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$107K 0.04%
449
-58
-11% -$12.8K
MCD icon
77
McDonald's
MCD
$195B
$104K 0.04%
352
+5
+1% +$1.36K
CPK icon
78
Chesapeake Utilities
CPK
$3.21B
$104K 0.04%
984
– –
NKE icon
79
Nike
NKE
$61.9B
$103K 0.04%
948
+3
+0.3% +$322
QCOM icon
80
Qualcomm
QCOM
$176B
$100K 0.04%
693
-5
-0.7% -$619
SLYV icon
81
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$96.6K 0.04%
1,160
– –
MU icon
82
Micron Technology
MU
$991B
$96K 0.04%
1,125
– –
AUR icon
83
Aurora
AUR
$13.8B
$95.4K 0.04%
21,829
– –
YUM icon
84
Yum! Brands
YUM
$41.1B
$95.1K 0.04%
728
+2
+0.3% +$250
CVX icon
85
Chevron
CVX
$366B
$94.8K 0.04%
636
-21
-3% -$3.18K
PWR icon
86
Quanta Services
PWR
$101B
$89.6K 0.04%
415
– –
WMT icon
87
Walmart Inc
WMT
$890B
$88.1K 0.04%
1,677
– –
RSPU icon
88
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$533M
$87.1K 0.03%
1,596
+14
+0.9% +$736
BAC icon
89
Bank of America
BAC
$442B
$87K 0.03%
2,583
+6
+0.2% +$175
DE icon
90
Deere & Co
DE
$168B
$83.1K 0.03%
208
– –
D icon
91
Dominion Energy
D
$59.3B
$82.8K 0.03%
1,762
+25
+1% +$1.12K
ALGT icon
92
Allegiant Air
ALGT
$2.57B
$82.6K 0.03%
+1,000
New +$72.2K
SCHG icon
93
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$82K 0.03%
3,952
– –
BROS icon
94
Dutch Bros
BROS
$9.26B
$81.4K 0.03%
2,569
– –
GLD icon
95
SPDR Gold Trust
GLD
$142B
$81.2K 0.03%
425
– –
USB icon
96
US Bancorp
USB
$99.6B
$77.6K 0.03%
1,792
– –
ABBV icon
97
AbbVie
ABBV
$435B
$77.5K 0.03%
500
– –
EXPD icon
98
Expeditors International
EXPD
$23.2B
$76.3K 0.03%
600
– –
SGOL icon
99
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$75.4K 0.03%
3,820
– –
XOM icon
100
ExxonMobil
XOM
$634B
$73.3K 0.03%
734
+25
+4% +$2.63K
2 3
4
5 6

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MCM
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Tradewinds Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Tradewinds Capital Management held 538 positions worth $251M, down 14% from $292M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Tradewinds Capital Management withdrew a net $58.7M in Q4 2023, closing 57 positions and reducing 62 holdings. Its most notable exit was Franklin FTSE Italy ETF, an estimated $87.4K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 3.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR S&P Global Natural Resources ETF worth $27.4M.

  • Tradewinds Capital Management's largest Q4 2023 buy was State Street SPDR S&P Global Natural Resources ETF: 484,178 shares worth $27.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2023, an estimated $27.7M increase.
  • Tradewinds Capital Management's biggest Q4 2023 reduction was iShares Convertible Bond ETF, cutting an estimated $45.5M.
  • Tradewinds Capital Management fully exited Franklin FTSE Italy ETF in Q4 2023, selling an estimated $87.4K.
  • Tradewinds Capital Management's ten largest holdings make up 83% of its $251M portfolio in Q4 2023.
  • Tradewinds Capital Management opened 32 new positions and closed 57 in Q4 2023.
  • Tradewinds Capital Management's portfolio value fell 14% quarter-over-quarter to $251M.

Based on Tradewinds Capital Management's 13F filing for Q4 2023, filed 1 Feb 2024.