We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
Cap. Flow
-$17.3M
Cap. Flow %
-5.92%
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$46.9M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$29.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$28.1M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$27.9M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$27.5M

Top Sells

Rank Stock Value
1
EWW icon
iShares MSCI Mexico ETF
EWW
+$28.5M
2
EWP icon
iShares MSCI Spain ETF
EWP
+$27.9M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$27.9M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$27.4M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Industrials 1.6%
3 Consumer Discretionary 0.99%
4 Financials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
76
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
$94.1K 0.03%
1,388
+1,331
+2,335% +$92.8K
MCD icon
77
McDonald's
MCD
$195B
$91.4K 0.03%
347
– –
YUM icon
78
Yum! Brands
YUM
$41.1B
$90.7K 0.03%
726
+2
+0.3% +$263
NKE icon
79
Nike
NKE
$61.9B
$90.4K 0.03%
945
+3
+0.3% +$309
WMT icon
80
Walmart Inc
WMT
$890B
$89.4K 0.03%
1,677
– –
UBER icon
81
Uber
UBER
$153B
$87.8K 0.03%
1,910
– –
FLIY
82
DELISTED
Franklin FTSE Italy ETF
FLIY
$87.4K 0.03%
+3,408
New +$90.8K
FLBR icon
83
Franklin FTSE Brazil ETF
FLBR
$548M
$86.7K 0.03%
+4,712
New +$89.6K
FLGR icon
84
Franklin FTSE Germany ETF
FLGR
$39.5M
$85.5K 0.03%
+4,187
New +$90.8K
SLYV icon
85
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$84K 0.03%
1,160
– –
XOM icon
86
ExxonMobil
XOM
$634B
$83.4K 0.03%
709
+4
+0.6% +$439
INTC icon
87
Intel
INTC
$513B
$81.7K 0.03%
2,298
– –
RSPU icon
88
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$533M
$79.6K 0.03%
1,582
+12
+0.8% +$656
DE icon
89
Deere & Co
DE
$168B
$78.4K 0.03%
208
– –
PWR icon
90
Quanta Services
PWR
$101B
$77.6K 0.03%
415
– –
D icon
91
Dominion Energy
D
$59.3B
$77.6K 0.03%
1,737
+21
+1% +$1.04K
QCOM icon
92
Qualcomm
QCOM
$176B
$77.5K 0.03%
698
+5
+0.7% +$580
MU icon
93
Micron Technology
MU
$991B
$76.5K 0.03%
1,125
– –
ABBV icon
94
AbbVie
ABBV
$435B
$74.5K 0.03%
500
-150
-23% -$22K
ADP icon
95
Automatic Data Processing
ADP
$108B
$74.5K 0.03%
310
+2
+0.6% +$488
GLD icon
96
SPDR Gold Trust
GLD
$142B
$72.9K 0.03%
425
– –
SPY icon
97
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$72.7K 0.02%
170
+4
+2% +$1.78K
SCHG icon
98
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$71.8K 0.02%
3,952
– –
BAC icon
99
Bank of America
BAC
$442B
$70.6K 0.02%
2,577
+1
+0% +$30
BMY icon
100
Bristol-Myers Squibb
BMY
$132B
$69.6K 0.02%
1,199
+10
+0.8% +$613
2 3
4
5 6

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.

  • Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
  • Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
  • Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
  • Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
  • Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
  • Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
  • Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.

Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.