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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$215M
AUM Growth
-$29.4M
Cap. Flow
-$48.4M
Cap. Flow %
-22.54%
Top 10 Hldgs %
87.09%
Holding
542
New
55
Increased
106
Reduced
44
Closed
19

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.8M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.4M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$26.9M
4
EWW icon
iShares MSCI Mexico ETF
EWW
+$17.5M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$323K

Top Sells

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$28.4M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$28.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$26.6M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$25.9M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 3.35%
2 Industrials 2.32%
3 Financials 1.26%
4 Consumer Discretionary 1.13%
5 Healthcare 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
76
AbbVie
ABBV
$435B
$81K 0.04%
501
+160
+47% +$24.5K
XLF icon
77
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$80.7K 0.04%
2,359
-8
-0.3% -$271
CVX icon
78
Chevron
CVX
$366B
$80.6K 0.04%
449
+55
+14% +$9.6K
QCOM icon
79
Qualcomm
QCOM
$176B
$76.7K 0.04%
698
– –
VZ icon
80
Verizon
VZ
$196B
$76.5K 0.04%
1,943
+1
+0.1% +$38
GLD icon
81
SPDR Gold Trust
GLD
$142B
$72.1K 0.03%
425
-12
-3% -$1.93K
WMT icon
82
Walmart Inc
WMT
$890B
$68.5K 0.03%
1,449
+72
+5% +$3.42K
ALK icon
83
Alaska Air
ALK
$5.58B
$68.2K 0.03%
1,588
– –
TLRY icon
84
Tilray
TLRY
$622M
$67.7K 0.03%
2,516
-13
-0.5% -$455
SGOL icon
85
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$66.7K 0.03%
3,820
– –
XOM icon
86
ExxonMobil
XOM
$634B
$65.9K 0.03%
597
+4
+0.7% +$429
PTON icon
87
Peloton Interactive
PTON
$2.49B
$65.8K 0.03%
8,281
– –
SPY icon
88
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$63.5K 0.03%
166
-38
-19% -$14.6K
XLI icon
89
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$63.2K 0.03%
644
-101,113
-99% -$9.63M
T icon
90
AT&T
T
$163B
$63.2K 0.03%
3,434
-97
-3% -$1.74K
EXPD icon
91
Expeditors International
EXPD
$23.2B
$62.4K 0.03%
600
– –
LMT icon
92
Lockheed Martin
LMT
$136B
$62.3K 0.03%
128
+41
+47% +$19.1K
LLY icon
93
Eli Lilly
LLY
$1.06T
$62.2K 0.03%
170
+45
+36% +$16K
INTC icon
94
Intel
INTC
$513B
$61.5K 0.03%
2,327
+2
+0.1% +$56
VKQ icon
95
Invesco Municipal Trust
VKQ
$551M
$59.3K 0.03%
5,988
– –
NAD icon
96
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$59.2K 0.03%
5,018
– –
PWR icon
97
Quanta Services
PWR
$101B
$59.1K 0.03%
415
– –
XLB icon
98
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$59K 0.03%
1,518
-691,618
-100% -$26.6M
MKC icon
99
McCormick & Company Non-Voting
MKC
$14.2B
$58.6K 0.03%
707
– –
ABT icon
100
Abbott
ABT
$187B
$58K 0.03%
528
+43
+9% +$4.45K
2 3
4
5 6

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Tradewinds Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Tradewinds Capital Management held 542 positions worth $215M, down 12% from $244M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Tradewinds Capital Management withdrew a net $48.4M in Q4 2022, closing 19 positions and reducing 44 holdings. Its most notable exit was Schwab Intermediately-Term US Treasury ETF, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 2.9% a quarter earlier, followed by Industrials and Financials.

Against the trend, Tradewinds Capital Management opened a new position in Franklin FTSE Mexico ETF worth $85.9K.

  • Tradewinds Capital Management's largest Q4 2022 buy was Franklin FTSE Mexico ETF: 3,506 shares worth $85.9K.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $27.8M increase.
  • Tradewinds Capital Management's biggest Q4 2022 reduction was iShares MSCI Brazil ETF, cutting an estimated $28.4M.
  • Tradewinds Capital Management fully exited Schwab Intermediately-Term US Treasury ETF in Q4 2022, selling an estimated $1.7M.
  • Tradewinds Capital Management's ten largest holdings make up 87% of its $215M portfolio in Q4 2022.
  • Tradewinds Capital Management opened 55 new positions and closed 19 in Q4 2022.
  • Tradewinds Capital Management's portfolio value fell 12% quarter-over-quarter to $215M.

Based on Tradewinds Capital Management's 13F filing for Q4 2022, filed 23 Jan 2023.