We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
76
ExxonMobil
XOM
$634B
$502K 0.08%
8,203
-533
-6% -$33.3K
CMCSA icon
77
Comcast
CMCSA
$90B
$494K 0.08%
9,818
+5
+0.1% +$261
CRM icon
78
Salesforce
CRM
$158B
$487K 0.07%
1,917
+100
+6% +$28.1K
BANR icon
79
Banner Corp
BANR
$2.4B
$480K 0.07%
7,905
-1,048
-12% -$62K
LLY icon
80
Eli Lilly
LLY
$1.06T
$475K 0.07%
1,719
+50
+3% +$12.7K
MCD icon
81
McDonald's
MCD
$195B
$460K 0.07%
1,714
– –
VTV icon
82
Vanguard Morningstar Value ETF
VTV
$192B
$459K 0.07%
3,118
– –
VUG icon
83
Vanguard Morningstar Growth ETF
VUG
$230B
$427K 0.07%
7,992
– –
LOW icon
84
Lowe's Companies
LOW
$125B
$425K 0.07%
1,644
+148
+10% +$35.2K
PFE icon
85
Pfizer
PFE
$153B
$414K 0.06%
7,004
+85
+1% +$4.21K
ENB icon
86
Enbridge
ENB
$112B
$411K 0.06%
10,526
– –
BNDX icon
87
Vanguard Total International Bond ETF
BNDX
$83.1B
$392K 0.06%
7,108
+216
+3% +$12.3K
EFA icon
88
iShares MSCI EAFE ETF
EFA
$80.2B
$390K 0.06%
4,963
– –
ITOT icon
89
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$388K 0.06%
3,630
– –
TGT icon
90
Target
TGT
$68B
$388K 0.06%
1,675
-3,439
-67% -$836K
VB icon
91
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$360K 0.06%
1,595
– –
MDYV icon
92
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.88B
$357K 0.05%
5,021
-366,763
-99% -$25.7M
UNP icon
93
Union Pacific
UNP
$174B
$354K 0.05%
1,405
– –
CVS icon
94
CVS Health
CVS
$122B
$329K 0.05%
3,190
-280
-8% -$25.9K
USB icon
95
US Bancorp
USB
$99.6B
$327K 0.05%
5,821
– –
SPYV icon
96
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$318K 0.05%
7,565
+1,015
+15% +$41.4K
MMM icon
97
3M
MMM
$94.3B
$304K 0.05%
2,046
+138
+7% +$20.6K
BMY icon
98
Bristol-Myers Squibb
BMY
$132B
$301K 0.05%
4,825
-1,015
-17% -$59.5K
JPM icon
99
JPMorgan Chase
JPM
$950B
$294K 0.05%
1,855
+60
+3% +$9.85K
QQQ icon
100
Invesco QQQ Trust
QQQ
$481B
$292K 0.04%
735
+148
+25% +$57.1K
2 3
4
5 6

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.