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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
76
McDonald's
MCD
$195B
$413K 0.07%
1,714
– –
TSLA icon
77
Tesla
TSLA
$1.3T
$409K 0.07%
1,584
– –
BNDX icon
78
Vanguard Total International Bond ETF
BNDX
$83.1B
$393K 0.07%
6,892
+15
+0.2% +$865
EFA icon
79
iShares MSCI EAFE ETF
EFA
$80.2B
$387K 0.07%
4,963
– –
VUG icon
80
Vanguard Morningstar Growth ETF
VUG
$230B
$387K 0.07%
7,992
+1,110
+16% +$55.2K
LLY icon
81
Eli Lilly
LLY
$1.06T
$386K 0.07%
1,669
– –
NVDA icon
82
NVIDIA
NVDA
$5.42T
$371K 0.06%
17,890
+210
+1% +$4.36K
ITOT icon
83
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$357K 0.06%
3,630
-6
-0.2% -$607
VB icon
84
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$349K 0.06%
1,595
+90
+6% +$20K
BMY icon
85
Bristol-Myers Squibb
BMY
$132B
$346K 0.06%
5,840
+663
+13% +$43.7K
USB icon
86
US Bancorp
USB
$99.6B
$346K 0.06%
5,821
– –
LOW icon
87
Lowe's Companies
LOW
$125B
$303K 0.05%
1,496
+49
+3% +$9.77K
PFE icon
88
Pfizer
PFE
$153B
$298K 0.05%
6,919
-267
-4% -$11.8K
CVS icon
89
CVS Health
CVS
$122B
$294K 0.05%
3,470
-137
-4% -$11.5K
JPM icon
90
JPMorgan Chase
JPM
$950B
$294K 0.05%
1,795
– –
IBM icon
91
IBM
IBM
$224B
$291K 0.05%
2,192
+523
+31% +$69.9K
PYPL icon
92
PayPal
PYPL
$50.5B
$285K 0.05%
1,096
-23
-2% -$6.53K
MMM icon
93
3M
MMM
$94.3B
$280K 0.05%
1,908
– –
UNP icon
94
Union Pacific
UNP
$174B
$275K 0.05%
1,405
– –
SLV icon
95
iShares Silver Trust
SLV
$30.9B
$261K 0.04%
12,696
– –
OKE icon
96
Oneok
OKE
$54.5B
$257K 0.04%
4,425
+31
+0.7% +$1.67K
CTXS
97
DELISTED
Citrix Systems Inc
CTXS
$256K 0.04%
2,380
-96
-4% -$10.4K
SPYV icon
98
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$255K 0.04%
6,550
-642,622
-99% -$25.7M
DFAC icon
99
Dimensional US Core Equity 2 ETF
DFAC
$49.6B
$253K 0.04%
9,522
-825
-8% -$22.4K
TT icon
100
Trane Technologies
TT
$106B
$247K 0.04%
1,430
– –
2 3
4
5 6

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.